Melissa M. Yano

CAPITAL WEALTH PLANNERS

Folsom, CA 95630

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CRD#: 6297372

Professional summary

Melissa Marie Yano, CFP®, who also goes by Melissa Marie Casey, Melissa Marie Winkle, is a registered financial advisor currently at CAPITAL WEALTH PLANNERS, LLC located in Folsom, California.

Melissa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Melissa has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Melissa Marie Casey | Melissa Marie Winkle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE; INVESTMENT-RELATED; CALIFORNIA; INSURANCE AGENT; START DATE: 2016; SALES OF VARIOUS INSURANCE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melissa Marie Yano's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

February 12, 2014 - Present

CAPITAL WEALTH PLANNERS, LLC

Office #1: 101 Parkshore Drive Suite 100, Folsom, CA 95630

RIA

CRD#: 154990

Folsom, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/12/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

CAPITAL WEALTH PLANNERS, LLC

CAPITAL REGION FINANCIAL GROUP, LLC | CAPITAL WEALTH PLANNERS, LLC

CRD#: 154990 / SEC#: 801-71888

RIA

Registered Investment Advisory firm - (4/8/2021 Terminated)

California

Registered Investment Advisory firm - (4/8/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

101 Parkshore Drive Suite 100, Folsom, CA 95630

Mailing Address

Phone number

(916) 985-6000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	125
AUM (Assets Under Management)	$ 88,609,400

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Melissa M. Yano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melissa Marie Yano's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL WEALTH PLANNERS, LLC

State Registrations and Notice Filings

Exams

Current Firm

CAPITAL WEALTH PLANNERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CAPITAL WEALTH PLANNERS, LLC

TRUST BUT VERIFY

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