Max A. Kramer
Professional summary
Max Albert Kramer, who also goes by Max Kramer, is a registered financial advisor currently at KRAMER INVESTMENT ADVISORS, INC. located in Topanga, California.
Max is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Max has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Max Albert Kramer's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 17, 2016 - Present
KRAMER INVESTMENT ADVISORS, INC.
Office #1: 115 S. Topanga Canyon Blvd. Suite K, Topanga, CA 90290May 9, 2014 - July 31, 2014
NATIONAL PLANNING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/17/2016)
(7/18/2016)
Exams
Current Firm
KRAMER INVESTMENT ADVISORS, INC.
CRD#: 160840 / SEC#:
Contact information
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/24/2025 | ||
| 07/03/2024 | ||
| 07/27/2023 | ||
| 09/02/2022 |
Red Flags
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