Vladimir Kouznetsov
CFP®Professional Summary
Vladimir Kouznetsov, CFP® is a registered financial advisor currently at RETEGY LLC located in Irvine, California. Vladimir is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Vladimir has worked at 2 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
Website
xxxxxxxxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
12 years in the financial services industry
Current & Past Employments
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Current Firm
RETEGY LLC
Contact Information
Main Address
Irvine, CAMailing Address
200 Spectrum Center Dr. Suite 300, Irvine, CA 92618Phone Number
(949) 662-3212# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
36AUM (Assets Under Management)
$8,084,503Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(4/18/2018)
(10/14/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 2014About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Aug 2017About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Vladimir Kouznetsov's CRS (Customer Relationship Summary).
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