Vladimir Kouznetsov

RETEGY LLC

Irvine, CA

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CRD#: 6297202

Professional summary

Vladimir Kouznetsov, CFP® is a registered financial advisor currently at RETEGY LLC located in Irvine, California.

Vladimir is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Vladimir has worked at 2 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

What are your service offerings?

Small Business Planning

Comprehensive Financial Planni...

Social Security Planning

Insurance Planning

Retirement Income Management

Tax Planning

Retirement Planning

Investment Planning

Do you have an area of expertise or specialization?

Business Owners

Entrepreneurs

Generation X

Real Estate Investments

Retirement Planning & Distribu...

Tax Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) California Insurance License; Active license but no business activity. 2) Washington Real Estate License; Inactive license; no business activity. 3) Stryker Corporation, Software Engineer; 6/2023-Present, non-investment related. Mr. Kouznetsov is a Software Engineer with Stryker Corporation, a medical device Company, where he designs and develops company information systems. He expects to spend approximately 40 hours per week on this activity. This activity is Mr. Kouzentsov's primary employment.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vladimir Kouznetsov's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

April 18, 2018 - Present

RETEGY LLC

RIA

CRD#: 294291

Irvine, CA

Past

June 18, 2014 - April 10, 2018

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

WOODLAND HILLS, CA

Past

February 24, 2014 - April 10, 2018

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

WOODLAND HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/18/2018)

IAR

Washington
(10/14/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/19/2014

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/28/2014

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 4/10/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/21/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/18/2014

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 8/29/2017

Investment Company Products/Variable Contracts Principal Examination

Current Firm

RETEGY LLC

CRD#: 294291 / SEC#:

California

Registered Investment Advisory firm - (4/18/2018 Approved)

Washington

Registered Investment Advisory firm - (10/14/2021 Approved)

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Contact information

Main Address

Irvine, CA

Mailing Address

200 Spectrum Center Dr. Suite 300, Irvine, CA 92618

Phone number

(949) 662-3212

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	35
AUM (Assets Under Management)	$ 7,306,844

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Vladimir Kouznetsov

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vladimir Kouznetsov's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/19/2014

Series 65

Date: 1/28/2014

SIE

Date: 4/10/2018

Series 7

Date: 1/21/2016

Series 6

Date: 6/18/2014

Series 26

Date: 8/29/2017

Current Firm

RETEGY LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RETEGY LLC

TRUST BUT VERIFY

Contact information

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