Luke Thacker
Professional summary
Luke Thacker, who also goes by Luke Edward Thacker, is a registered financial professional currently at ARES WEALTH MANAGEMENT SOLUTIONS, LLC located in Denver, Colorado.
Luke is registered as a RR (Registered Representative) and started their career in finance in 2014. Luke has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Luke Thacker's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 14, 2019 - Present
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
Office #1: 1200 17th Street Suite #2900, Denver, CO 80202March 20, 2018 - October 1, 2019
MORGAN STANLEY
June 4, 2014 - February 27, 2018
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/6/2022)
(9/14/2022)
(10/14/2019)
(4/6/2022)
(7/11/2024)
(4/6/2022)
(4/6/2022)
(2/12/2020)
Exams
FINRA
Current Firm
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
CRD#: 119546 / SEC#: , 8-65199
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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