Jeffery E. Mccormick

ZEPHYR ADVISERS

MIDDLEVILLE, MI

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CRD#: 6296862

Professional summary

Jeffery Earl Mccormick, who also goes by Jeffery E Mccormick, is a registered financial advisor currently at ZEPHYR ADVISERS located in Middleville, Michigan.

Jeffery is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Jeffery has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffery E Mccormick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) JEM NURSERY;NOT INVESTMENT RELATED;4294 Bender Rd, Middleville, MI 49333;Owner; START DATE: 1997-01-01;Hours devoted to business outside trading hours: 8; Property Management

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffery Earl Mccormick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2024 - Present

ZEPHYR ADVISERS

RIA

CRD#: 331521

MIDDLEVILLE, MI

Past

July 15, 2019 - July 1, 2024

BECK BODE LLC

RIA

CRD#: 282611

Middleville, MI

Past

March 31, 2017 - July 10, 2019

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

HOLLAND, MI

Past

February 25, 2014 - July 10, 2019

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

HOLLAND, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/13/2017

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/8/2013

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/31/2017

General Securities Representative Examination

Current Firm

ZEPHYR ADVISERS

ZEPHYR ADVISERS | ZEPHYR INVESTMENT ADVISERS LLC

CRD#: 331521 / SEC#:

Michigan

Registered Investment Advisory firm - (6/3/2024 Approved)

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Contact information

Main Address

Middleville, MI

Mailing Address

Phone number

(269) 838-7142

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	93
AUM (Assets Under Management)	$ 4,364,278

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffery E. Mccormick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffery Earl Mccormick's CRS (Customer Relationship Summary).

Certified licenses

Experience

ZEPHYR ADVISERS

BECK BODE LLC

CETERA FINANCIAL SPECIALISTS LLC

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/13/2017

Series 65

Date: 10/8/2013

SIE

Date: 10/1/2018

Series 7

Date: 3/31/2017

Current Firm

ZEPHYR ADVISERS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ZEPHYR ADVISERS

TRUST BUT VERIFY

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