Sheetal S. Bagde
Cognizant Wealth Advisors | Wealth AdvisorAFFILIATED WITH PERIGON WEALTH MANAGEMENT
Palo Alto, CA
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CRD#: 6296533
Professional summary
Sheetal Shyam Bagde, CFP®, who also goes by Sheetal Bagde, is a registered financial advisor currently at PERIGON WEALTH MANAGEMENT, LLC located in Palo Alto, California.
Sheetal is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Sheetal has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Sheetal is a CERTIFIED FINANCIAL PLANNER™ Professional and also holds a NASAA Series 65 license for investment advisors. She earned a Master's Degree in Engineering Management from the University of Maryland, a Bachelor’s degree in Electrical Engineering from Pune University in India, and a certificate in Personal Financial Planning from the University of California at Berkeley.
Sheetal has extensive experience supporting high net worth families in the areas of investments, taxation, stock options, and estate planning. Additionally, Sheetal provides pro-bono financial planning for single mothers at a local non-profit called WANDA. This range of experience has helped her coach clients to achieve their personal financial goals and objectives. Seeing her clients succeed as a result of their partnership brings her great satisfaction.
Before joining Cognizant Wealth Advisors, Sheetal worked as a financial planner and portfolio manager at Bingham Osborne Scarborough Wealth Managers and at Buckingham Strategic Wealth. Prior to that, Sheetal had a successful career in Corporate Finance at Hewlett Packard Co. In her spare time you can find her hiking and biking around the Bay Area, as well as practicing yoga.
She, her husband, and dog Rudolph live in Palo Alto, California.
Question & Answer
What are your service offerings?
Investment Planning
Estate Planning
Employee and Employer Plan Ben...
Tax Planning
Insurance Planning
Comprehensive Financial Planni...
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
Sheetal Bagde
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Ms. Bagde is dually-registered with Perigon Wealth Management, LLC ("Perigon") and Cognizant Wealth Advisors, LLC. Ms. Bagde has served as an investment advisor representative for Perigon since 2/2023 and as a investment advisor representative for Cognizant Wealth Advisors, LLC since 3/2018. Business is conducted from 530 Lytton Ave., 2nd Floor, Suite 224, Palo Alto, CA, 94301.
CRS (Client Relationship Summary) - RIA
Click below to view Sheetal Shyam Bagde's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
February 1, 2023 - Present
PERIGON WEALTH MANAGEMENT, LLC
Office #2: 228 Hamilton Avenue 3rd Floor, Palo Alto, CA 94301RIA
CRD#: 131037
Palo Alto, CA
Past
March 19, 2018 - March 3, 2023
COGNIZANT WEALTH ADVISORS
RIA
CRD#: 162374
PALO ALTO, CA
Past
May 4, 2017 - February 2, 2018
B|O|S
RIA
CRD#: 110496
San Francisco, CA
Past
December 10, 2014 - April 20, 2017
BUCKINGHAM STRATEGIC WEALTH, LLC
RIA
CRD#: 143323
PALO ALTO, CA
Past
April 9, 2014 - October 31, 2014
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
PALO ALTO, CA
Past
March 24, 2014 - October 31, 2014
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
PALO ALTO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PERIGON WEALTH MANAGEMENT, LLC
ANTHEM ADVISORS | WEALTH ADVISORS | STAKEHOLDERS CAPITAL | PRUDEO PARTNERS | PM WEALTH MANAGEMENT | PERIGON WEALTH MANAGEMENT, LLC | COLLABORATION CAPITAL | COGNIZANT WEALTH ADVISORS | BURLESON & COMPANY | BLUE WATER CAPITAL MANAGEMENT | ANTHEM WEALTH PARTNERS
CRD#: 131037 / SEC#: 801-62988
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/1/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PW
PERIGON WEALTH MANAGEMENT, LLC
ANTHEM ADVISORS | WEALTH ADVISORS | STAKEHOLDERS CAPITAL | PRUDEO PARTNERS | PM WEALTH MANAGEMENT | PERIGON WEALTH MANAGEMENT, LLC | COLLABORATION CAPITAL | COGNIZANT WEALTH ADVISORS | BURLESON & COMPANY | BLUE WATER CAPITAL MANAGEMENT | ANTHEM WEALTH PARTNERS
CRD#: 131037 / SEC#: 801-62988
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
201 Mission Street Suite 1825, San Francisco, CA 94105
Mailing Address
Phone number
(877) 977-2555
Established
Firm type
Fiscal year end
# of Employees
141
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,456 |
| AUM (Assets Under Management) | $ 8,714,418,958 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2024 | ||
| 10/24/2023 |
Red Flags
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Company Information
PERIGON WEALTH MANAGEMENT, LLC
Wealth AdvisorCRD#: 131037Palo Alto, CADBA Information
Cognizant Wealth Advisors
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