Francis U. Ramirez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis Umali Ramirez, who also goes by Francis Ramirez, was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 2014. Francis had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2018 - June 24, 2019
COLISEUM WEALTH MANAGEMENT, LLC
May 25, 2018 - September 24, 2018
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
March 9, 2018 - September 24, 2018
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
August 24, 2015 - July 7, 2017
EQUITABLE ADVISORS, LLC
December 23, 2014 - July 7, 2017
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
COLISEUM WEALTH MANAGEMENT, LLC
CRD#: 165610 / SEC#:
Contact information
Red Flags
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