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Allison Marie Gruesbeck

Allison M. Gruesbeck

ELSER FINANCIAL PLANNING | Financial Advisor
Indianapolis, IN 46240
Some features on this profile are disabled
CRD#: 6295612
Allison Marie Gruesbeck

Professional summary

Allison Marie Gruesbeck, CFP®, who also goes by Allie Gruesbeck, Allison Gruesbeck, Allison Marie Schott, Allison Marie Simpson, Allison Schott, Allison Simpson, is a registered financial advisor currently at ELSER FINANCIAL PLANNING, INC. located in Indianapolis, Indiana.

Allison is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Allison has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

What are your service offerings?
Investment Planning
Comprehensive Financial Planni...
Retirement Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes

Aliases

Allie Gruesbeck | Allison Gruesbeck | Allison Marie Schott | Allison Marie Simpson | Allison Schott | Allison Simpson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Outside Employment; Outside Employment; TGG Operations; Other; 8945 N Meridian, , Indianapolis, IN, 46260; Not Investment-Related; 10/01/2022; 10 to 19 during trading hours; 40 to 59 hours per month. Other Business Activities; Financial Planners Association; I would like to volunteer for National Financial Planning Day with the Financial Planners Association on Saturday, March 2nd from 10am-1PM. This is through my local chapter, the Greater Indiana FPA. ; UIndy, 1400 E. Hanna Avenue, Indianapolis, IN, 46227; Investment-Related; 03/02/2024; 0 during trading hours; 1 to 9 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allison Marie Gruesbeck's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2018

Experience

Current

January 27, 2025 - Present

ELSER FINANCIAL PLANNING, INC.

Office #1: 8900 Keystone Crossing Suite 450, Indianapolis, IN 46240
RIA
CRD#: 143311
Indianapolis, IN
Past

October 20, 2021 - January 31, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Indianapolis, IN
Past

October 20, 2021 - January 31, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Indianapolis, IN
Past

July 16, 2020 - October 27, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
INDIANAPOLIS, IN
Past

July 16, 2020 - October 27, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
INDIANAPOLIS, IN
Past

October 2, 2019 - June 23, 2020

STRATEGIC WEALTH INVESTMENT GROUP, LLC

RIA
CRD#: 165474
LOUISVILLE, KY
Past

July 16, 2018 - September 23, 2019

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
ANDERSON, IN
Past

July 16, 2018 - September 23, 2019

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ANDERSON, IN
Past

December 6, 2016 - March 27, 2018

SCHWAB WEALTH ADVISORY, INC.

RIA
CRD#: 159035
INDIANAPOLIS, IN
Past

August 3, 2015 - December 6, 2016

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Indianapolis, IN
Past

June 10, 2014 - March 27, 2018

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Indianapolis, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ELSER FINANCIAL PLANNING, INC.
ELSER FINANCIAL PLANNING, INC.
ELSER FINANCIAL PLANNING, INC.

CRD#: 143311 / SEC#: 801-80871

RIA
Registered Investment Advisory firm - (2/9/2015 Approved)
Indiana
Registered Investment Advisory firm - (2/12/2015 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(1/27/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/3/2015
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/13/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/10/2014
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 4/21/2015
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 3/4/2015
General Securities Sales Supervisor - Options Module Examination

Current Firm

ELSER FINANCIAL PLANNING, INC.
ELSER FINANCIAL PLANNING, INC.
ELSER FINANCIAL PLANNING, INC.

CRD#: 143311 / SEC#: 801-80871

RIA
Registered Investment Advisory firm - (2/9/2015 Approved)
Indiana
Registered Investment Advisory firm - (2/12/2015 Terminated)
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Contact information

Main Address
8900 Keystone Crossing Suite 450, Indianapolis, IN 46240
Mailing Address
Phone number
(317) 731-5615
Established
Firm type
Fiscal year end
# of Employees
12

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ELSER FINANCIAL PLANNING, INC. ADV PART 2 FIRM BROCHURE (2/10/2025)

Regulatory assets under management

Total Number of Accounts1,661
AUM (Assets Under Management)$ 2,004,775,922

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ELSER FINANCIAL PLANNING, INC.

ELSER FINANCIAL PLANNING, INC.

Financial AdvisorCRD#: 143311Indianapolis, IN 46240

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Contact information

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