Leslie J. Gordon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leslie Jeanne Gordon, who also goes by Lulu Gordon, Leslie Jeanne Katznelson, Leslie Jeanne Mandel, was a registered financial professional .
Leslie is a previously registered financial professional and started their career in finance in 2014. Leslie had worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2025 - July 1, 2026
KEMA PARTNERS LLC
January 5, 2017 - May 4, 2020
KEMA PARTNERS LLC
August 26, 2014 - February 3, 2015
U.S. BANCORP INVESTMENTS, INC.
May 20, 2014 - February 3, 2015
U.S. BANCORP INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/24/2024
General Securities Representative ExaminationCurrent Firm
KEMA PARTNERS LLC
CRD#: 143752 / SEC#: , 8-67600
Contact information
FINRA licenses (22 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANN, HOWARD WHEELER III | MANAGING PARTNER, CFO, FINOP | |
| CANN, PETER TAYLOR | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER | 4543062 |
| CANN, MICHAEL GRANT | PARTNER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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