Bethanie J. Schmelig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bethanie J Schmelig, who also goes by Bethanie J Glawson, was a registered financial professional .
Bethanie is a previously registered financial professional and started their career in finance in 2014. Bethanie had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2018 - July 1, 2020
CONVERGENCE INVESTMENT PARTNERS, LLC
July 19, 2017 - October 11, 2018
ASCENT INVESTMENT PARTNERS, LLC
May 8, 2015 - October 15, 2018
MSEC, LLC
September 2, 2014 - April 15, 2015
EMPOWER FINANCIAL SERVICES, INC.
May 21, 2014 - September 2, 2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Primary Firm SEC Registration
CONVERGENCE INVESTMENT PARTNERS, LLC
CRD#: 148472 / SEC#: 801-69707
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONVERGENCE INVESTMENT PARTNERS, LLC
CRD#: 148472 / SEC#: 801-69707
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 360 |
| AUM (Assets Under Management) | $ 464,769,729 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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