Ryan P. Kessler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Patrick Kessler, who also goes by Ryan Kessler, was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 2014. Ryan had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2024 - June 2, 2026
LRI INVESTMENTS
August 5, 2014 - July 2, 2025
M HOLDINGS SECURITIES, INC.
May 2, 2014 - June 2, 2026
M HOLDINGS SECURITIES, INC.
Primary Firm SEC Registration
LRI INVESTMENTS
CRD#: 323556 / SEC#: 801-127277
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LRI INVESTMENTS
CRD#: 323556 / SEC#: 801-127277
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,295 |
| AUM (Assets Under Management) | $ 1,404,038,363 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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