Lucy Chou
Professional Summary
Lucy Chou, who also goes by Lucy L Chou, is a registered financial advisor currently at LUNA PARTNERS located in Miami, Florida. Lucy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Lucy has worked at 2 firms and has passed the Series 65, SIE and Series 79 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Lucy L Chou
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
10 years in the financial services industry
Current & Past Employments
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Current Firm
LUNA PARTNERS | LUNA PARTNERSHIP LLC
Contact Information
Main Address
Miami, FLPhone Number
(201) 953-5874# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
11AUM (Assets Under Management)
$1,024,438Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/18/2021)
(12/17/2025)
(7/7/2022)
(8/23/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Aug 2016About the Series 79 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Lucy Chou's CRS (Customer Relationship Summary).
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