Christopher R. Ferry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Robert Ferry, who also goes by Chris Ferry, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2014. Christopher had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2017 - December 31, 2018
FERRY CAPITAL MANAGEMENT LLC
November 18, 2014 - December 31, 2016
FERRY CAPITAL MANAGEMENT LLC
January 28, 2014 - January 3, 2019
MULLINS INVESTMENT MANAGEMENT, INC.
State Registrations and Notice Filings
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Current Firm
FERRY CAPITAL MANAGEMENT LLC
CRD#: 171725 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 9,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
