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Christopher Robert Ferry

CRD# 6295037·Registered 2014 - 2018
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Robert Ferry, who also goes by Chris Ferry, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 2014 - 2018. Christopher had worked at 2 firms and has passed the Series 65 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Ferry

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

FERRY CAPITAL MANAGEMENT LLC·CRD# 171725
RIA
Duck, NC
January 24, 2017 - December 31, 2018
FERRY CAPITAL MANAGEMENT LLC·CRD# 171725
RIA
Edina, MN
November 18, 2014 - December 31, 2016
MULLINS INVESTMENT MANAGEMENT, INC.·CRD# 114466
RIA
Edina, MN
January 28, 2014 - January 3, 2019

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Current Firm

FC
FERRY CAPITAL MANAGEMENT LLC

FERRY CAPITAL MANAGEMENT LLC | FERRY CAPITAL MANAGEMENT, LLC

CRD#: 171725
Colorado
Registered Investment Advisory firm - Colorado (12/15/2021 Terminated)
Minnesota
Registered Investment Advisory firm - Minnesota (12/31/2018 Approved)
North Carolina
Registered Investment Advisory firm - North Carolina (4/21/2020 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

Duck, NC

Mailing Address

Po Box 8039, Duck, NC 27949

Phone Number

(612) 327-0768

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

10

AUM (Assets Under Management)

$8,337,924

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2013About the Series 65 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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