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Ryan W. Humbert

PRISM ADVISORS
Studio City, CA 91604
Some features on this profile are disabled
CRD#: 6294405
RH

Professional summary

Ryan William Humbert, CFP®, who also goes by Ryan Humbert, is a registered financial advisor currently at PRISM ADVISORS, INC. located in Studio City, California.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Ryan has worked at 4 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ryan Humbert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan William Humbert's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

January 9, 2018 - Present

PRISM ADVISORS, INC.

Office #1: 4361 Tujunga Avenue Suite A, Studio City, CA 91604
RIA
CRD#: 286474
Studio City, CA
Past

January 12, 2016 - January 24, 2018

TD AMERITRADE, INC.

RIA
CRD#: 7870
PASADENA, CA
Past

January 12, 2016 - January 24, 2018

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
Pasadena, CA
Past

January 12, 2016 - January 24, 2018

TD AMERITRADE, INC.

BD
CRD#: 7870
PASADENA, CA
Past

June 23, 2014 - January 6, 2016

EDWARD JONES

RIA
CRD#: 250
LOS ALAMITOS, CA
Past

April 1, 2014 - January 6, 2016

EDWARD JONES

BD
CRD#: 250
LOS ALAMITOS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PRISM ADVISORS, INC.
PERSONAL RESOURCES INVESTMENT AND STRATEGIC MANAGEMENT, INC. | PRISM ADVISORS, INC.

CRD#: 286474 / SEC#: 801-110196

RIA
Registered Investment Advisory firm - (3/31/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/9/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/16/2019
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 4/25/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/24/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/1/2014
General Securities Representative Examination

Current Firm

PA
PRISM ADVISORS, INC.
PERSONAL RESOURCES INVESTMENT AND STRATEGIC MANAGEMENT, INC. | PRISM ADVISORS, INC.

CRD#: 286474 / SEC#: 801-110196

RIA
Registered Investment Advisory firm - (3/31/2017 Approved)
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Contact information

Main Address
4361 Tujunga Avenue Suite A, Studio City, CA 91604
Mailing Address
Phone number
(818) 760-3333
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 - WRAP BROCHURE - PRISM ADVISORS, INC. (3/14/2025)
FORM ADV PART 2A - FIRM BROCHURE - PRISM ADVISORS, INC. (3/14/2025)

Regulatory assets under management

Total Number of Accounts697
AUM (Assets Under Management)$ 462,030,853

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PRISM ADVISORS, INC.

CRD#: 286474Studio City, CA 91604

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