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Jie Shen
JIE SHEN, CFA
Los Altos, CA 94022
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CRD#: 6294334
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Professional summary
Jie Shen MS is a registered financial advisor currently at JIE SHEN, CFA located in Los Altos, California.
Jie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Jie has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jie Shen MS's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2018 - Present
JIE SHEN, CFA
Office #1: 4546 El Camino Real B10-765, Los Altos, CA 94022RIA
CRD#: 289865
Los Altos, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/3/2018)
Exams
Current Firm
JS
JIE SHEN, CFA
JIE SHEN, CFA | SHEN, JIE
CRD#: 289865 / SEC#:
California
Registered Investment Advisory firm - (1/3/2018 Approved)Loading...
Contact information
Main Address
4546 El Camino Real B10 #765, Los Altos, CA 94022
Mailing Address
Phone number
(650) 539-8919
Established
Firm type
Fiscal year end
# of Employees
1
0
Red Flags
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Company Information
JIE SHEN, CFA
CRD#: 289865Los Altos, CA 94022TRUST BUT VERIFY
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