JC
Joslyne B. Counselman
THRIVENT INVESTMENT MANAGEMENT
Allison Park, PA 15101
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CRD#: 6294053
JC
Professional summary
Joslyne B Counselman, who also goes by Joslyne Beth Cook, Joslyn Beth Cook, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Allison Park, Pennsylvania.
Joslyne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Joslyne has worked at 1 firm and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joslyne Beth Cook | Joslyn Beth Cook
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AL'S BIKE DRIVE POSITION: Board Member NATURE: The Toys for Tots program extends back to the late 1940's as a charitable program of the United States Marine Corps. Al's Bike Drive directly supports two Marine groups who distribute toys throughout Allegheny, Butler, and Beaver Counties as well as throughout Western Pennsylvania. Our bicycle drive helps fill an important role for children in the Toys for Tots program. Bigger ticket items must be donated directly to the Marines as they are limited in what they can spend to purchase a toy. We raise money and buy brand new bikes that we give directly to the Marines. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2018 ADDRESS: 1736 Ferguson Rd, Suite 200, Allison Park PA 15101, United States DESCRIPTION: I assist with preparation, execution, and marketing of the event in December. I am basically a volunteer offering my time and knowledge wherever I am needed. NORTH ALLEGHENY WOMEN'S ASSOCIATION POSITION: Chair/President NATURE: The North Allegheny Women's Association (NAWA) is a social and charitable organization for women in the North Allegheny community. We aim to unite, empower, and strengthen women in McCandless Township, Franklin Park Borough, Marshall Township, and the borough of Bradford Woods by serving women in need and developing friendship and support networks. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 10013 Pine Ridge Dr, Wexford PA 15090, United States DESCRIPTION: ? Set agendas for board meetings and monthly general meetings ? Send Evite for monthly meeting ? Moderate monthly board and general meetings ? Approve meeting minutes from secretary post-meeting ? Serve on Elections Committee ? Forward emails from area non-profits and members about service projects and social activities to Activities Committee Chair(s) ? Provide guidance (when requested), encouragement, and support to committee chairs. Check in with board members regarding monthly tasks. Monitor NAWA email address and respond to correspondence
CRS (Client Relationship Summary) - RIA
Click below to view Joslyne B Counselman's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joslyne B Counselman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 22, 2019 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1736 Ferguson Rd, Allison Park, PA 15101RIA
BD
CRD#: 18387
Allison Park, PA
Current
July 21, 2014 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1736 Ferguson Rd, Allison Park, PA 15101RIA
BD
CRD#: 18387
Allison Park, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2023)
RR
Colorado(5/18/2023)
RR
Delaware(1/24/2018)
RR
District of Columbia(9/1/2023)
IAR
District of Columbia(9/11/2023)
RR
Florida(2/23/2021)
RR
Indiana(3/7/2024)
RR
Maryland(4/14/2021)
RR
Michigan(7/16/2020)
RR
New Jersey(1/24/2018)
RR
New York(3/9/2023)
RR
North Carolina(5/18/2023)
RR
Ohio(1/4/2016)
RR
Pennsylvania(8/29/2014)
IAR
Pennsylvania(11/22/2019)
RR
South Carolina(9/28/2017)
RR
Texas(4/14/2021)
IAR
Texas(4/14/2021)
RR
Utah(9/22/2020)
RR
Virginia(2/23/2021)
RR
West Virginia(1/4/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/21/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
