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Daniel Lee Spurgeon

Daniel Lee Spurgeon

CFP®
COMMONWEALTH FINANCIAL SERVICES
VIENNA, WV
·CRD# 6293881·12 years experience

Professional Summary

Daniel Lee Spurgeon, CFP®, who also goes by Daniel Spurgeon, is a registered financial advisor currently at COMMONWEALTH FINANCIAL SERVICES located in Vienna, West Virginia. Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Daniel has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Daniel Spurgeon

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2019

Years of Experience

12 years in the financial services industry

Current & Past Employments

COMMONWEALTH FINANCIAL SERVICES·CRD# 324930
RIA
373 Timberline Parkway, Vienna, WV 26105
April 11, 2023 - Present
ARBOR POINT ADVISORS·CRD# 165127
RIA
Parkersburg, WV
June 8, 2017 - April 10, 2023
SECURITIES AMERICA, INC.·CRD# 10205
BD
Parkersburg, WV
June 1, 2017 - April 10, 2023
COMMONWEALTH FINANCIAL SERVICES, LLC·CRD# 154369
RIA
Parkersburg, WV
October 14, 2014 - July 6, 2017
LPL FINANCIAL LLC·CRD# 6413
RIA
Parkersburg, WV
May 16, 2014 - December 5, 2014
LPL FINANCIAL LLC·CRD# 6413
BD
Parkersburg, WV
May 1, 2014 - June 6, 2017
EDWARD JONES·CRD# 250
RIA
St. Louis, MO
April 7, 2014 - April 10, 2014
EDWARD JONES·CRD# 250
BD
St. Louis, MO
March 18, 2014 - April 10, 2014

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Current Firm

CF
COMMONWEALTH FINANCIAL SERVICES

COMMONWEALTH FINANCIAL SERVICES | COMMONWEALTH FINANCIAL SERVICES, LLC.

CRD#: 324930 / SEC#: 801-127499
RIA
Registered Investment Advisory firm - SEC (3/22/2023 Approved)

Contact Information

Main Address

373 Timberline Parkway, Vienna, WV 26105

Phone Number

(304) 422-3531

# of Employees

26

SEC notice filing (20 States and Territories)

Registered to provide investment advisory services in 20 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (8/24/2026)

Regulatory Assets Under Management

Total Number of Accounts

5,003

AUM (Assets Under Management)

$994,745,926

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

***FAITH LINK POSITION: Board Member NATURE: Volunteer position serving as advisory board member for non profit company Faith Link. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2017 ADDRESS: 1037 Market Street, Parkersburg WV 26101 DESCRIPTION: Help plan and fundraise for daily activities of Faith Link. Faith Link helps provide meals and transportation assistance to elderly shut-ins. ***INVESTMENT COMMITTEE MEMBER- PARKERSBURG AREA COMMUNITY FOUNDATION POSITION: Investment Committee Member NATURE: Parkersburg Area Community Foundation Oversee and monitor thethe donor funds that arehandled by 3rd party money managers for the Parkersburg Area Community Foundation. We do not give specific investment advice and we are not compensated. This is only an oversight committee. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2019 ADDRESS: 1620 Park Ave, Parkersburg WV 26101 DESCRIPTION: Meet typically once per quarter to listen to a presentation given by the 3rd party money managers directly responsible for the investment direction and allocation of the PACF funds. Make decisions as a group based on the recommendations of the 3rd party managers. No investment advice is given by myself or by the rest of the committee. ***INSURANCE POSITION: Financial Advisor NATURE: Fixed insurance, fixed/equity indexed annuities, and life insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/15/2014 ADDRESS: 585 College Parkway, Parkersburg WV 26105 DESCRIPTION: Fixed insurance, fixed/equity indexed annuities, and life insurance. ***SLES LLC POSITION: Owner NATURE: Rental business INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 125 S 4th Street, Marietta OH 45750, United States DESCRIPTION: Rent condo to Physician Assistant students at Marietta College. ***BLACKWATER SOLUTIONS, LLC POSITION: Owner NATURE: Investor INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/24/2024 ADDRESS: N/A DESCRIPTION: Silent investor in a fiberoptic installation and construction company. Not currently receiving any salary or distributions.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
COMMONWEALTH FINANCIAL SERVICES

COMMONWEALTH FINANCIAL SERVICES | COMMONWEALTH FINANCIAL SERVICES, LLC.

CRD#: 324930 / SEC#: 801-127499
RIA
Registered Investment Advisory firm - SEC (3/22/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Ohio
(4/11/2023)
IAR
West Virginia
(4/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2014About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2014About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Daniel Lee Spurgeon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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