Daniel L. Spurgeon
COMMONWEALTH FINANCIAL SERVICES
VIENNA, WV 26105
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CRD#: 6293881
Professional summary
Daniel Lee Spurgeon, CFP®, who also goes by Daniel Spurgeon, is a registered financial advisor currently at COMMONWEALTH FINANCIAL SERVICES located in Vienna, West Virginia.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Daniel has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel Spurgeon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
***FAITH LINK POSITION: Board Member NATURE: Volunteer position serving as advisory board member for non profit company Faith Link. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2017 ADDRESS: 1037 Market Street, Parkersburg WV 26101 DESCRIPTION: Help plan and fundraise for daily activities of Faith Link. Faith Link helps provide meals and transportation assistance to elderly shut-ins. ***INVESTMENT COMMITTEE MEMBER- PARKERSBURG AREA COMMUNITY FOUNDATION POSITION: Investment Committee Member NATURE: Parkersburg Area Community Foundation Oversee and monitor thethe donor funds that arehandled by 3rd party money managers for the Parkersburg Area Community Foundation. We do not give specific investment advice and we are not compensated. This is only an oversight committee. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2019 ADDRESS: 1620 Park Ave, Parkersburg WV 26101 DESCRIPTION: Meet typically once per quarter to listen to a presentation given by the 3rd party money managers directly responsible for the investment direction and allocation of the PACF funds. Make decisions as a group based on the recommendations of the 3rd party managers. No investment advice is given by myself or by the rest of the committee. ***INSURANCE POSITION: Financial Advisor NATURE: Fixed insurance, fixed/equity indexed annuities, and life insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/15/2014 ADDRESS: 585 College Parkway, Parkersburg WV 26105 DESCRIPTION: Fixed insurance, fixed/equity indexed annuities, and life insurance. ***SLES LLC POSITION: Owner NATURE: Rental business INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 125 S 4th Street, Marietta OH 45750, United States DESCRIPTION: Rent condo to Physician Assistant students at Marietta College. ***BLACKWATER SOLUTIONS, LLC POSITION: Owner NATURE: Investor INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/24/2024 ADDRESS: N/A DESCRIPTION: Silent investor in a fiberoptic installation and construction company. Not currently receiving any salary or distributions.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Lee Spurgeon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
April 11, 2023 - Present
COMMONWEALTH FINANCIAL SERVICES
Office #1: 373 Timberline Parkway, Vienna, WV 26105RIA
CRD#: 324930
VIENNA, WV
Past
June 8, 2017 - April 10, 2023
ARBOR POINT ADVISORS
RIA
CRD#: 165127
PARKERSBURG, WV
Past
June 1, 2017 - April 10, 2023
SECURITIES AMERICA, INC.
BD
CRD#: 10205
PARKERSBURG, WV
Past
October 14, 2014 - July 6, 2017
COMMONWEALTH FINANCIAL SERVICES, LLC
RIA
CRD#: 154369
PARKERSBURG, WV
Past
May 16, 2014 - December 5, 2014
LPL FINANCIAL LLC
RIA
CRD#: 6413
PARKERSBURG, WV
Past
May 1, 2014 - June 6, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
PARKERSBURG, WV
Past
April 7, 2014 - April 10, 2014
EDWARD JONES
RIA
CRD#: 250
ST. LOUIS, MO
Past
March 18, 2014 - April 10, 2014
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
COMMONWEALTH FINANCIAL SERVICES
COMMONWEALTH FINANCIAL SERVICES | COMMONWEALTH FINANCIAL SERVICES, LLC.
CRD#: 324930 / SEC#: 801-127499
RIA
Registered Investment Advisory firm - (3/22/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(4/11/2023)
IAR
West Virginia(4/14/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CF
COMMONWEALTH FINANCIAL SERVICES
COMMONWEALTH FINANCIAL SERVICES | COMMONWEALTH FINANCIAL SERVICES, LLC.
CRD#: 324930 / SEC#: 801-127499
RIA
Registered Investment Advisory firm - (3/22/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
373 Timberline Parkway, Vienna, WV 26105
Mailing Address
Phone number
(304) 422-3531
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,851 |
| AUM (Assets Under Management) | $ 774,786,979 |
Red Flags
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Company Information
COMMONWEALTH FINANCIAL SERVICES
CRD#: 324930Vienna, WV 26105TRUST BUT VERIFY
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