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Steven Eng

HAPI
PORTLAND, OR
·CRD# 6293783·12 years experience

Professional Summary

Steven Eng, who also goes by Steven K Eng, Steven Eng, is a registered financial advisor currently at HAPI located in Portland, Oregon. Steven is registered as a RR (Registered Representative) and started their career in finance in 2014. Steven has worked at 7 firms and has passed the Series 66, Series 82TO, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Steven K Eng, Steven Eng

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

HAPI·CRD# 311868
BD
2646 Nw Cornell Road, Portland, OR 97210
December 14, 2025 - Present
FINALIS SECURITIES LLC·CRD# 305908
BD
Buenos Aires
April 1, 2021 - December 1, 2025
PICKWICK CAPITAL PARTNERS, LLC·CRD# 130672
BD
Las Vegas, NV
July 31, 2020 - March 18, 2021
M HOLDINGS SECURITIES, INC.·CRD# 43285
RIA
San Jose, CA
February 13, 2020 - July 15, 2020
M HOLDINGS SECURITIES, INC.·CRD# 43285
BD
San Jose, CA
February 13, 2020 - July 15, 2020
GLENDALE SECURITIES, INC.·CRD# 123649
BD
Sherman Oaks, CA
June 26, 2018 - January 31, 2020
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Las Vegas, NV
November 5, 2014 - November 2, 2017
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Las Vegas, NV
September 10, 2014 - November 2, 2017
EDWARD JONES·CRD# 250
BD
St. Louis, MO
May 14, 2014 - July 10, 2014

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Current Firm

HA
HAPI

HAPI | HAPI SECURITIES LLC | HAPI CORP

CRD#: 311868 / SEC#: 8-70646
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

2646 Nw Cornell Road, Portland, OR 97210

Mailing Address

2646 Nw Cornell Road, Portland, OR 97210

Phone Number

(503) 201-1375

Established

Delaware since 05/06/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HAPI CORP.OWNER—
MAYNARD-PHILIPP, CHRISTIAN DESEREECEO, CCO6592228
MEGENITY, BRIAN MCDONALDFINOP`2889637

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Oregon
(2/25/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2014About the Series 66 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Dec 2025About the Series 82TO exam

Series 99TO — Operations Professional Examination

Passed Dec 2025About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Oct 2019About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2014About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 2018About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Steven Eng's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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