Steven Eng
Professional Summary
Steven Eng, who also goes by Steven K Eng, is a registered financial advisor currently at HAPI located in Fort Lauderdale, Florida. Steven is registered as a RR (Registered Representative) and started their career in finance in 2014. Steven has worked at 7 firms and has passed the Series 66, Series 82TO, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Steven Eng, Steven K Eng
Similar Advisors
DAYMARK WEALTH PARTNERS, LLC
OSAIC WEALTH, INC.
NYLIFE SECURITIES LLC
SUMMIT FINANCIAL, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
DAYMARK WEALTH PARTNERS, LLC
OSAIC WEALTH, INC.
NYLIFE SECURITIES LLC
SUMMIT FINANCIAL, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
DAYMARK WEALTH PARTNERS, LLC
OSAIC WEALTH, INC.
NYLIFE SECURITIES LLC
SUMMIT FINANCIAL, LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
DAYMARK WEALTH PARTNERS, LLC
OSAIC WEALTH, INC.
NYLIFE SECURITIES LLC
SUMMIT FINANCIAL, LLC
Years of Experience
12 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
DAYMARK WEALTH PARTNERS, LLC
OSAIC WEALTH, INC.
NYLIFE SECURITIES LLC
SUMMIT FINANCIAL, LLC
Current Firm
HAPI | HAPI SECURITIES LLC | HAPI CORP
Contact Information
Main Address
2646 Nw Cornell Road, Portland, OR 97210Mailing Address
2646 Nw Cornell Road, Portland, OR 97210Phone Number
(503) 201-1375Established
Delaware since 05/06/2022Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Similar Advisors
DAYMARK WEALTH PARTNERS, LLC
OSAIC WEALTH, INC.
NYLIFE SECURITIES LLC
SUMMIT FINANCIAL, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
DAYMARK WEALTH PARTNERS, LLC
OSAIC WEALTH, INC.
NYLIFE SECURITIES LLC
SUMMIT FINANCIAL, LLC
State Registrations and Notice Filings
(2/25/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Dec 2025About the Series 82TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Oct 2019About the Series 79TO examSRO Registrations
Similar Advisors
DAYMARK WEALTH PARTNERS, LLC
OSAIC WEALTH, INC.
NYLIFE SECURITIES LLC
SUMMIT FINANCIAL, LLC
CRS (Client Relationship Summary) - BD
Click below to view Steven Eng's CRS (Customer Relationship Summary).
Similar Advisors
DAYMARK WEALTH PARTNERS, LLC
OSAIC WEALTH, INC.
NYLIFE SECURITIES LLC
SUMMIT FINANCIAL, LLC