Michael D. Hood

HOOD FINANCIAL

San Diego, CA

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CRD#: 6293446

Professional summary

Michael Dale Hood, ChFC®, CLU® is a registered financial advisor currently at HOOD FINANCIAL, LLC located in San Diego, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Michael has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance agent/sales- Hood Financial,LLC, San Diego, CA, approximately 50% of his time on this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Dale Hood's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

June 17, 2019 - Present

HOOD FINANCIAL, LLC

RIA

CRD#: 301471

San Diego, CA

Past

June 4, 2018 - June 10, 2019

ARS INVESTMENT ADVISORS, INC.

RIA

CRD#: 293750

San Diego, CA

Past

April 30, 2014 - June 28, 2018

ALLEGIS INVESTMENT ADVISORS, LLC

RIA

CRD#: 157314

SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/17/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/29/2014

Uniform Investment Adviser Law Examination

Current Firm

HOOD FINANCIAL, LLC

CRD#: 301471 / SEC#:

California

Registered Investment Advisory firm - (6/17/2019 Approved)

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Contact information

Main Address

San Diego, CA

Mailing Address

10531 4s Commons Dr #714, San Diego, CA 92127

Phone number

(760) 752-7848

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	82
AUM (Assets Under Management)	$ 13,288,554

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael D. Hood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Dale Hood's CRS (Customer Relationship Summary).

Certified licenses

Experience

HOOD FINANCIAL, LLC

ARS INVESTMENT ADVISORS, INC.

ALLEGIS INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/29/2014

Current Firm

HOOD FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HOOD FINANCIAL, LLC

TRUST BUT VERIFY

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