Paul W. Swanson

PANORAMIC FINANCIAL MANAGEMENT

Burnsville, MN

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CRD#: 6293214

Professional summary

Paul Wayne Swanson, CFP®, who also goes by Paul W. Swanson, is a registered financial advisor currently at PANORAMIC FINANCIAL MANAGEMENT located in Burnsville, Minnesota.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Paul has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul W. Swanson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 2016Present: Paul Swanson CPA/Not investment related/Burnsville, MN/Tax & Accounting Practice/Owner & Accountant/Involves up to 15% time each month, including during traditional business hours.//(2) Procentive.com, Inc./Not investment related/Hudson, WI/Software company/Director of Finance & Administration/Involve up to 65% time each month, including during business hours.//(3) 2007Present: Topel Foreman LLC/Not investment related/Chicago, IL/CPA firm/Tax Manager/Involves up to 10% time each month, including during business hours.//

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Wayne Swanson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

November 30, 2016 - Present

PANORAMIC FINANCIAL MANAGEMENT

RIA

CRD#: 285416

Burnsville, MN

Past

December 15, 2015 - October 14, 2016

CARLSON CAPITAL MANAGEMENT, LLC

RIA

CRD#: 281544

NORTHFIELD, MN

Past

January 29, 2014 - December 31, 2015

CARLSON CAPITAL MANAGEMENT

RIA

CRD#: 111414

NORTHFIELD, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(11/30/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/27/2001

Uniform Investment Adviser Law Examination

Current Firm

PANORAMIC FINANCIAL MANAGEMENT

PANORAMIC FINANCIAL MANAGEMENT | SWANSON, PAUL WAYNE

CRD#: 285416 / SEC#:

Minnesota

Registered Investment Advisory firm - (11/28/2016 Approved)

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Contact information

Main Address

Burnsville, MN

Mailing Address

Phone number

(952) 564-8940

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	22
AUM (Assets Under Management)	$ 16,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul W. Swanson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Wayne Swanson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PANORAMIC FINANCIAL MANAGEMENT

CARLSON CAPITAL MANAGEMENT, LLC

CARLSON CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 8/27/2001

Current Firm

PANORAMIC FINANCIAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PANORAMIC FINANCIAL MANAGEMENT

TRUST BUT VERIFY

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