Emily S. Pacey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Emily Susan Pacey, CFP®, who also goes by Emily Susan Murphy, Murphy, was a registered financial professional .
Emily is a previously registered financial professional and started their career in finance in 2015. Emily had worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2022 - April 4, 2023
ISTO ADVISORS, LLC
June 7, 2018 - June 10, 2021
MOLLER WEALTH PARTNERS
May 5, 2016 - January 8, 2018
BLUESTEM FINANCIAL ADVISORS, LLC
July 21, 2015 - February 5, 2016
BALASA DINVERNO FOLTZ LLC
Primary Firm SEC Registration
ISTO ADVISORS, LLC
CRD#: 284560 / SEC#: 801-108409
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
ISTO ADVISORS, LLC
CRD#: 284560 / SEC#: 801-108409
Contact information
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,548 |
| AUM (Assets Under Management) | $ 871,638,436 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 04/28/2024 | ||
| 01/23/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
