Ying Liu

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CRD#: 6293045

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ying Liu was a registered financial professional .

Ying is a previously registered financial professional and started their career in finance in 2016. Ying had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 15, 2016 - June 15, 2018

BUSEY CAPITAL MANAGEMENT, INC.

RIA

CRD#: 128044

URBANA, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BUSEY CAPITAL MANAGEMENT, INC.

CRD#: 128044 / SEC#: 801-62359

RIA

Registered Investment Advisory firm - (9/30/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

BUSEY CAPITAL MANAGEMENT, INC.

CRD#: 128044 / SEC#: 801-62359

RIA

Registered Investment Advisory firm - (9/30/2003 Approved)

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Contact information

Main Address

201 W. Main Street, Urbana, IL 61801

Mailing Address

Phone number

(217) 365-4800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/12/2025)

Regulatory assets under management

Total Number of Accounts	567
AUM (Assets Under Management)	$ 324,676,105

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ying Liu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BUSEY CAPITAL MANAGEMENT, INC.

Primary Firm SEC Registration

BUSEY CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Current Firm

BUSEY CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BUSEY CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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