Tyler Schroeder

FISHER\SMB

PLANO, TX 75093

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CRD#: 6291787

Professional summary

Tyler Schroeder, who also goes by Tyler William Schroeder, is a registered financial advisor currently at FISHER\SMB located in Plano, Texas.

Tyler is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Tyler has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tyler William Schroeder

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Schroeder's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 2024 - Present

FISHER\SMB

Office #1: 6404 International Parkway Suite 1100, Plano, TX 75093

RIA

CRD#: 331205

PLANO, TX

Past

February 25, 2022 - July 3, 2024

FISHER INVESTMENTS

RIA

CRD#: 107342

PLANO, TX

Past

January 5, 2018 - January 13, 2022

TRANSAMERICA RETIREMENT ADVISORS, LLC

RIA

CRD#: 107319

Mechanicsville, IA

Past

September 20, 2017 - January 13, 2022

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

HARRISON, NY

Past

April 4, 2014 - December 31, 2016

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

CEDAR RAPIDS, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FISHER\SMB

FISHER RETIREMENT SOLUTIONS LLC | FISHER\SMB

CRD#: 331205 / SEC#: 801-130272

RIA

Registered Investment Advisory firm - (5/31/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/5/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/26/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/3/2014

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FISHER\SMB

FISHER RETIREMENT SOLUTIONS LLC | FISHER\SMB

CRD#: 331205 / SEC#: 801-130272

RIA

Registered Investment Advisory firm - (5/31/2024 Approved)

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Contact information

Main Address

6404 International Parkway Suite 1100, Plano, TX 75093

Mailing Address

Phone number

(888) 674-4504

Established

Firm type

Fiscal year end

# of Employees

133

SEC notice filing (48 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A (6/20/2025)

Regulatory assets under management

Total Number of Accounts	1,768
AUM (Assets Under Management)	$ 5,461,349,416

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tyler Schroeder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Schroeder's CRS (Customer Relationship Summary).

Certified licenses

Experience

FISHER INVESTMENTS

TRANSAMERICA RETIREMENT ADVISORS, LLC

TRANSAMERICA INVESTORS SECURITIES, LLC

TRANSAMERICA INVESTORS SECURITIES, LLC

Primary Firm SEC Registration

FISHER\SMB

State Registrations and Notice Filings

Exams

Series 65

Date: 1/5/2018

Series 63

Date: 9/26/2017

SIE

Date: 10/1/2018

Series 6

Date: 4/3/2014

Current Firm

FISHER\SMB

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FISHER\SMB

TRUST BUT VERIFY

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