Robert J. Gessner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert James Gessner JR, who also goes by Robert J. Gessner Jr., Robert James Gessner, Robert J Gessner Jr, Robert James Gessner Jr, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2014. Robert had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2017 - December 31, 2024
MILLENNIAL FINANCIAL PLANNING, LLC
December 15, 2015 - August 17, 2016
FIRST COMMAND ADVISORY SERVICES
November 19, 2014 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
November 19, 2014 - August 17, 2016
FIRST COMMAND BROKERAGE SERVICES, INC.
June 27, 2014 - November 17, 2014
EQUITABLE ADVISORS, LLC
May 7, 2014 - November 17, 2014
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MILLENNIAL FINANCIAL PLANNING, LLC
CRD#: 286496 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 31 |
| AUM (Assets Under Management) | $ 835,201 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
