David J. Doane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Jeffrey Doane, who also goes by Jeff Doane, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2014. David had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2015 - July 9, 2019
CONCIERGE WEALTH ADVISORS, LLC
April 1, 2014 - June 17, 2014
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
State Registrations and Notice Filings
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Current Firm
CONCIERGE WEALTH ADVISORS, LLC
CRD#: 174305 / SEC#:
Contact information
Red Flags
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