Daniel E. Comer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Erik Comer was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2014. Daniel had worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2018 - October 15, 2020
ALLSTATE FINANCIAL ADVISORS, LLC
January 12, 2018 - October 15, 2020
ALLSTATE FINANCIAL SERVICES, LLC
November 25, 2015 - July 28, 2017
PRUCO SECURITIES, LLC.
August 26, 2015 - July 28, 2017
PRUCO SECURITIES, LLC.
October 3, 2014 - September 4, 2015
PURSHE KAPLAN STERLING INVESTMENTS
March 25, 2014 - October 3, 2014
VOYA FINANCIAL ADVISORS, INC.
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/1/2023
General Securities Representative ExaminationCurrent Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
