Clinton J. Seefeldt
SAVVY
Carmel, IN 46032
Some features on this profile are disabled
CRD#: 6290143
Professional summary
Clinton James Seefeldt, CFP® is a registered financial advisor currently at SAVVY located in Carmel, Indiana.
Clinton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Clinton has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1.) Provider Wealth Management, LLC; Investment-related; a private entity established to facilitate securities, advisory, and insurance business; Fixed insurance sales; Insurance Advisor; 02/12/2024; 1% time spent during business hours; Conducted at branch location. (2.) Provider Wealth Management, LLC; Investment-related; a private entity established to facilitate securities, advisory, and insurance business; Owner; 02/12/2024; 0% time spent during business hours; Conducted at branch. (3.) Co-owner, DECS Real Estate, LLP; an entity created for the purpose of owning real estate; Located in Indianapolis, IN, as of 02/2023; 0% time spent during business hours; Not conducted at branch; Investment related. (4.) Secret Families of Hamilton County. Not investment-related. Non-profit. Board member. 02/15/2025. 0 hours per month; not during securities trading hours. Facilitate Christmas gifts for underprivileged youth.
CRS (Client Relationship Summary) - RIA
Click below to view Clinton James Seefeldt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2023
Experience
Current
November 3, 2025 - Present
SAVVY
Office #1: 580 E. Carmel Dr. Suite 208, Carmel, IN 46032RIA
CRD#: 318493
Carmel, IN
Past
May 20, 2024 - November 3, 2025
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Carmel, IN
Past
May 20, 2024 - November 3, 2025
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Carmel, IN
Past
July 20, 2021 - May 22, 2024
OSAIC FA, INC.
RIA
CRD#: 3978
INDIANAPOLIS, IN
Past
July 20, 2021 - May 22, 2024
OSAIC FA, INC.
BD
CRD#: 3978
INDIANAPOLIS, IN
Past
August 15, 2016 - August 10, 2021
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
Indianapolis, IN
Past
April 17, 2014 - August 10, 2021
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
Indianapolis, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SAVVY
CEDAR + SEVENS WEALTH | WEALTH RETENTION | SULLIVAN FARR WEALTH ADVISORS | STANDING OAK ADVISORS | SAVVY WEALTH, INC. | SAVVY WEALTH | SAVVY ADVISORS, INC. | SAVVY | PRESTIQ WEALTH PARTNERS CORP | NINE FOUR WEALTH | MARKETWISE ASSET MANAGEMENT | KHOURY PRIVATE WEALTH | HARDY CAPITAL INVESTMENTS | FLOURISH FINANCIAL PARTNERS
CRD#: 318493 / SEC#: 801-123656
RIA
Registered Investment Advisory firm - (4/11/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(11/3/2025)
IAR
Texas(11/3/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/15/2018
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
SA
SAVVY
CEDAR + SEVENS WEALTH | WEALTH RETENTION | SULLIVAN FARR WEALTH ADVISORS | STANDING OAK ADVISORS | SAVVY WEALTH, INC. | SAVVY WEALTH | SAVVY ADVISORS, INC. | SAVVY | PRESTIQ WEALTH PARTNERS CORP | NINE FOUR WEALTH | MARKETWISE ASSET MANAGEMENT | KHOURY PRIVATE WEALTH | HARDY CAPITAL INVESTMENTS | FLOURISH FINANCIAL PARTNERS
CRD#: 318493 / SEC#: 801-123656
RIA
Registered Investment Advisory firm - (4/11/2022 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
111 West 33rd Street Unit 1410, New York, NY 10001
Mailing Address
Phone number
(833) 745-6789
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (38 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,776 |
| AUM (Assets Under Management) | $ 1,295,318,161 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
