AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
Scott Alan Arnold

Scott A. Arnold

Some features on this profile are disabled
CRD#: 6290136
Scott Alan Arnold
Scott Alan Arnold

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Scott Alan Arnold, who also goes by Scott Arnold, was a registered financial professional .

Scott is a previously registered financial professional and started their career in finance in 2015. Scott had worked at 1 firm and has passed the Series 65 exam.

Services Offered

Due to his curiosity for solving financial puzzles coupled with his desire to help others
Scott joined the financial services industry in 1998. His passion to help others has grown stronger each year as a result of guiding clients through difficult and rewarding lifetime experiences.
Scott is the “G” in the ESG (Environmental
Social
& Governance) investing principles. He is a strong advocate for investing in ethical companies that take all stakeholders (clients
employees
the environment
local community and shareholders) into account with their business decisions. Scott’s passion for governance stems from growing up in Parkersburg
West Virginia. Home of one of the most brazen
deadly corporate gambits in U.S. history. DuPont agreed to settle a class-action lawsuit in 2004 for upwards of 374 million.  In 2005 the company agreed to pay the EPA $16.5 million to settle charges against it.  The lawsuits alleged that DuPont had concealed evidence that C8 (a byproduct of Teflon) was harmful to human health and had failed to disclose the contamination of public drinking water for more than two decades.
Scott earned Bachelor of Science degrees in both Finance and Marketing from West Virginia University. Additionally
he earned the CERTIFIED FINANCIAL PLANNER™ designation in 2006 and has been a member of the Financial Planning Association since 2004.

Specializations

Fixed Fee (Subscription
Retainer
etc.)
High Net Worth Client Needs
Hourly
Investment Advice with Ongoing Management
Retirement Planning & Distribution Rules
Socially Responsible Investments

Biography

He lives in Centennial, CO with his wife Janet, their two sons and Emma (the doggie). Scott loves to spend his free time with family and enjoys getting outdoors hiking, camping and snowboarding. He believes in giving back to the community.  He has been a Den Leader with Cub Scout Pack 559 for years and will be the Cubmaster in 2019/2020.  He also participates in various volunteer opportunities through the Financial Planning Association, CO IMPACT Days, Guys Who Give and the Conscious Capitalism of CO Chapter.

Aliases

Scott Arnold

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 26, 2015 - July 30, 2016

MWM

RIA
CRD#: 169912
LA JOLLA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 2/26/2015
Uniform Investment Adviser Law Examination

Current Firm

MW
MWM
FORTRESS INVESTMENT MANAGEMENT, LLC (RELYING ADVISER) | MWM 1835, LLC | MWM

CRD#: 169912 / SEC#: 801-78994

Loading...

Contact information

Main Address
1268 Prospect Street, La Jolla, CA 92037
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MWM

CRD#: 169912

TRUST BUT VERIFY

Monitor Scott Arnold

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Contact information

(xxx) xxx-xxxx

Similar Advisors

Guy David Peel
Guy PeelAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
HELENA, MT
Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
ESTERO, FL
Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.