Scott Alan Arnold
Professional Summary
Scott Alan Arnold, who also goes by Scott Arnold, was a registered financial advisor. Scott was a previously registered financial professional and started their career in finance 2015 - 2016. Scott had worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Due to his curiosity for solving financial puzzles coupled with his desire to help others
- Scott joined the financial services industry in 1998. His passion to help others has grown stronger each year as a result of guiding clients through difficult and rewarding lifetime experiences.
- Scott is the “G” in the ESG (Environmental
- Social
- & Governance) investing principles. He is a strong advocate for investing in ethical companies that take all stakeholders (clients
- employees
- the environment
- local community and shareholders) into account with their business decisions. Scott’s passion for governance stems from growing up in Parkersburg
- West Virginia. Home of one of the most brazen
- deadly corporate gambits in U.S. history. DuPont agreed to settle a class-action lawsuit in 2004 for upwards of 374 million. In 2005 the company agreed to pay the EPA $16.5 million to settle charges against it. The lawsuits alleged that DuPont had concealed evidence that C8 (a byproduct of Teflon) was harmful to human health and had failed to disclose the contamination of public drinking water for more than two decades.
- Scott earned Bachelor of Science degrees in both Finance and Marketing from West Virginia University. Additionally
- he earned the CERTIFIED FINANCIAL PLANNER™ designation in 2006 and has been a member of the Financial Planning Association since 2004.
Specializations
Biography
He lives in Centennial, CO with his wife Janet, their two sons and Emma (the doggie). Scott loves to spend his free time with family and enjoys getting outdoors hiking, camping and snowboarding. He believes in giving back to the community. He has been a Den Leader with Cub Scout Pack 559 for years and will be the Cubmaster in 2019/2020. He also participates in various volunteer opportunities through the Financial Planning Association, CO IMPACT...
Other Aliases
Scott Arnold
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
11 years in the financial services industry
Current & Past Employments
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Current Firm
FORTRESS INVESTMENT MANAGEMENT, LLC (RELYING ADVISER) | MWM 1835, LLC | MWM
Contact Information
Main Address
1268 Prospect Street, La Jolla, CA 92037Documents
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Services Offered by Scott
- Due to his curiosity for solving financial puzzles coupled with his desire to help others
- Scott joined the financial services industry in 1998. His passion to help others has grown stronger each year as a result of guiding clients through difficult and rewarding lifetime experiences.
- Scott is the “G” in the ESG (Environmental
- Social
- & Governance) investing principles. He is a strong advocate for investing in ethical companies that take all stakeholders (clients
- employees
- the environment
- local community and shareholders) into account with their business decisions. Scott’s passion for governance stems from growing up in Parkersburg
- West Virginia. Home of one of the most brazen
- deadly corporate gambits in U.S. history. DuPont agreed to settle a class-action lawsuit in 2004 for upwards of 374 million. In 2005 the company agreed to pay the EPA $16.5 million to settle charges against it. The lawsuits alleged that DuPont had concealed evidence that C8 (a byproduct of Teflon) was harmful to human health and had failed to disclose the contamination of public drinking water for more than two decades.
- Scott earned Bachelor of Science degrees in both Finance and Marketing from West Virginia University. Additionally
- he earned the CERTIFIED FINANCIAL PLANNER™ designation in 2006 and has been a member of the Financial Planning Association since 2004.
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