Alexandra Betrone-harpst
Professional summary
Alexandra Betrone-harpst, who also goes by Alexandra Marie Betrone-harpst, is a registered financial professional currently at M1 FINANCE LLC located in Chicago, Illinois.
Alexandra is registered as a RR (Registered Representative) and started their career in finance in 2015. Alexandra has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexandra Betrone-harpst's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 18, 2023 - Present
M1 FINANCE LLC
Office #1: 200 N Lasalle Street, Suite 810, Chicago, IL 60601February 14, 2019 - April 8, 2022
ROBINHOOD SECURITIES, LLC
September 9, 2015 - January 18, 2019
BNY MELLON CAPITAL MARKETS, LLC
April 1, 2015 - May 26, 2015
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/18/2023)
(4/18/2023)
Exams
Series 99TO
Date: 5/14/2024
Operations Professional ExaminationFINRA
Current Firm
M1 FINANCE LLC
CRD#: 281242 / SEC#: , 8-69670
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
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