Min C. Shin
Professional summary
Min Chul Shin, who also goes by Min Shin, Min Chul Shin, is a registered financial professional currently at MIRAE ASSET SECURITIES (USA) INC. located in New York, New York.
Min is registered as a RR (Registered Representative) and started their career in finance in 2014. Min has worked at 2 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Min Chul Shin's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 8, 2021 - Present
MIRAE ASSET SECURITIES (USA) INC.
Office #1: 810 Seventh Avenue 37th Floor, New York, NY 10019August 10, 2016 - March 31, 2021
KBFG SECURITIES AMERICA INC.
June 2, 2014 - May 6, 2016
MIRAE ASSET SECURITIES (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/8/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BZX Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
MIRAE ASSET SECURITIES (USA) INC.
CRD#: 30679 / SEC#: , 8-45034
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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