LJ
Lucas C. Johnson
KESTRA ADVISORY SERVICES
Union, MO 63084
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CRD#: 6289731
LJ
Professional summary
Lucas Carl Johnson, who also goes by Lucas Johnson, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Union, Missouri and KESTRA INVESTMENT SERVICES, LLC located in Union, Missouri.
Lucas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Lucas has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lucas Johnson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Busi Nm: FINRA Independent Contractor Non-Public Arbitrator Investment Related: No Address: 55 West Monroe Street, Suite 2600 Chicago IL 60603 Nature of Business: Independent arbitrator Title: Non-Public Arbitrator Start Date: 7/10/2015 Hrs/mth: 0-16 Hrs/mth during trading hours: 0-14 Duties: Hear cases, render opinions, and award or deny damages Busi Nm: Prudence Johnson, Attorney at Law Investment Related: No Address: 17 South Oak Street, Suite 100 Union MO 63084 Nature of Business: Legal/Attorney/Trustee/Executor Title: Clerk Start Date: 10/15/2015 Hrs/mth: 145-160 Hrs/mth during trading hours: 127-140 Duties: Answer phone and greet clients Busi Nm: Ashber Agency d/b/a First Street Financial Advisors Investment Related: Yes Address: 17 South Oak Street, Suite 100 Union MO 63084 Nature of Business: Insurance Title: Agent Start Date: 5/27/2019 Hrs/mth: 0-16 Hrs/mth during trading hours: 0-14 Duties: Selling Medicaid Compliant Annuity Contracts Busi Nm: Lincoln Financial; First Street Financial Advisors Investment Related: Yes Address: 17 South Oak Street, Suite 100 Union MO 63084 Nature of Business: Insurance Title: Agent Start Date: 5/27/2019 Hrs/mth: 0-16 Hrs/mth during trading hours: 0-14 Duties: Selling annuities, life insurance policies, and long term care policies. Busi Nm: Prudence Johnson, Attorney at Law Investment Related: No Address: 17 South Oak Street, Suite 100 Union MO 63084 Nature of Business: Notarize documents for clients Title: Notary Public Start Date: 1/30/2018 Hrs/mth: 0-16 Hrs/mth during trading hours: 0-14 Duties: Witness signatures and place my notary seal on documents. Busi Nm: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Title: Investment Advisor Representative Start Date: 10/12/2017 Hrs/mth: 145-160 Hrs/mth during trading hours: 91% - 100% (127 - 140 hours) Duties: Provide sound investment advice to clients for a fee. Busi Nm: First Street Financial Advisors Investment Related: Yes Address: 17 South Oak Street, Suite 100 Union MO 63084 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Title: Investment Advisor Representative Start Date: 1/1/2015 Hrs/mth: 129-144 Hrs/mth during trading hours: 113-126 Duties: Advise investment clients Busi Nm: St. Jordan Creek, Incorporated; St. Jordan Creek Winery Investment Related: No Address: 2829 Highway 50 Beaufort MO 63013 Nature of Business: Wine production and sale of alcohol Title: President Start Date: 9/1/2009 Hrs/mth: 17-32 Hrs/mth during trading hours: 0-14 Duties: Operation of business and general business planning Busi Nm: LUCAS JOHNSON, CDFA POSITION: CDFA NATURE: Consulting INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/15/2025 ADDRESS: 17 South Oak Street, Suite 100, Union MO 63084, United States DESCRIPTION: Divorce consultants meet with clients and attorneys. They gather information regarding marital assets and help calculate equitable distributions. With this information, attorneys and their clients determine whether the solution is appropriate for their case. Busi Nm: LUCAS JOHNSON CCI POSITION: Forensic Tracer NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/01/2025 ADDRESS: 17 South Oak St., Suite 100, Union MO 63084, United States DESCRIPTION: I plan on being retained by attorneys for divorce financial analysis and as a value addition find cryptocurrency assets. The main function is to find assets and report those accounts or wallets to the attorney for further analysis. Duties will include using forensic software and techniques to uncover the complete financial analysis.
CRS (Client Relationship Summary) - RIA
Click below to view Lucas Carl Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 12, 2017 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 17 South Oak St. Suite100, Union, MO 63084RIA
CRD#: 283330
Union, MO
Current
October 12, 2017 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 17 South Oak St. Suite100, Union, MO 63084BD
CRD#: 42046
Union, MO
Past
December 18, 2014 - October 12, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
ELLISVILLE, MO
Past
September 16, 2014 - October 12, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
ELLISVILLE, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Missouri(10/12/2017)
IAR
Missouri(10/12/2017)
RR
North Carolina(1/19/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
