Katherine T. Stevick
Professional summary
Katherine Taylor Stevick, who also goes by Katherine Taylor Johnson, Katy Taylor Johnson, Katy Taylor Stevick, is a registered financial advisor currently at ALIGN FINANCIAL PLANNING located in Southern Pines, North Carolina.
Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Katherine has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Katherine Taylor Stevick's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 4, 2024 - Present
ALIGN FINANCIAL PLANNING
Office #2: 175 E New Hampshire Ave, Southern Pines, NC 28387November 3, 2020 - February 9, 2023
MML INVESTORS SERVICES, LLC
November 2, 2020 - February 9, 2023
MML INVESTORS SERVICES, LLC
December 15, 2015 - November 4, 2020
FIRST COMMAND ADVISORY SERVICES
June 16, 2014 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
February 25, 2014 - November 4, 2020
FIRST COMMAND BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/4/2024)
Exams
Current Firm
ALIGN FINANCIAL PLANNING
CRD#: 324318 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 1,551,545 |
Red Flags
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