RW
Richard V. Westover
BLUEPRINT FINANCIAL ADVISORS
Greensboro, NC 27408
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CRD#: 6289046
RW
Professional summary
Richard Van Dyke Westover JR., who also goes by Richard Westover, is a registered financial advisor currently at BLUEPRINT FINANCIAL ADVISORS located in Greensboro, North Carolina and MAPLEWOOD INVESTMENTS, INC. located in Greensboro, North Carolina.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Richard has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard Westover
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FINANCIAL PEACE UNIVERSITY -Coordinator -Biblically-based personal finance course by Dave Ramsey w/lessons on DVD & class materials. Some discussion follow-up to video. Don't act as teacher/instructor. Receive no comp & don't use class to market sec. bus. No invest/ins products discussed. A large part of class focused on how to develop a budget, pay off debt, save, & charitable giving. Only mention of invest/ins is what an IRA or life ins is. Began in 2011 before becoming reg. rep. Class offered once/year. Bus. email (richard@midtownfa.com) & personal email (Ugene312@hotmail.com) used. #HRS 8 -1/12/11 -505 Muirs Chapel Rd, Greensboro NC 27410 2. DEACON AT WESTOVER CHURCH -member of Deacon Board, part of Church leadership team -Elected by church membership. Serving an initial 4-year term in a volunteer position. #HRS 10 SEC TRADE HRS 5 -1/23/22 -505 Muirs Chapel Rd Greensboro NC 27410 -Attend meetings (at least monthly). Various subcommittees on Deacon Board (finance, missions, facilities, & care of church body, etc). Serve on the finance committee, but also on other committees or other areas in the future. As a member of the finance committee, I have access to financial records for the church, but will not be making invest recommendations. The primary role of the finance committee to review church giving receipts, expenses, budgets, etc. & possibly make recommendations regarding financial matters of the church & report back to the Deacon board. The Deacon board will vote periodically on certain financial expenses/giving. There may also periodically be "giving campaigns" that the Deacon board will oversee, but I don't classify them as "fundraising." Possibly I may use my business email address (richard@midtownfa.com) in the role, but my primary email using will be my non-business email address (Ugene312@hotmail.com). 3. ECA MARKETING -Life Ins & Annuity agent/producer -Life Ins/Annuity sales #HRS 4 SEC TRADE HRS 4 -3/1/16 -7800 Equitable Dr Ste 200, Eden Prairie MN 55344 -Contracted to sell fixed & indexed annuities through multiple carriers on their platform. (UPDATE: As of May 2018 & moving forward, I may sell term life ins). 4. FINANCE TEACHER AT THE COVENANT SCHOOL -Teacher -Teach finance course to high school students at The Covenant School (private Christian school in Greensboro, NC) on an annual basis for a portion of the academic year. #HRS 16 SEC TRADE HRS 16 -3/28/23 -5904 W Market St, Greensboro NC 27410 -Materials not yet created, will create materials & teach course. No specific investments & insurance products will be recommended in the course. The course will not be a "seminar" for my practice. Topics discussed will include (but not limited to) budgeting, how to avoid debt, charitable giving, how to save money, general basics of investing & insurance (ie, what a Roth IRA is & how term life works). Email address used for OBA, possibly my business email address (richard@midtownfa.com). Even though investing will be discussed in general, we will not recommend specific investments. Start date "3/28/2023" listed because that is the date of the first class meeting this year. Likely doing preparation work prior to that date & class will be offered each school year moving forward. **UPDATE (Monday, 3/27/2023): Added email address "rwestover@thecovenantschool.org" as my primary email address (have already been using). However, may also use personal email address (Ugene312@hotmail.com) & business email address (richard@midtownfa.com). ***UPDATE (Tuesday, 4/2/2024): Updated my total annual compensation to $1,500. The first-class meeting will be Monday, 4/8/2024.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Van Dyke Westover JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 5, 2025 - Present
BLUEPRINT FINANCIAL ADVISORS
Office #1: 1301 W Wendover #c, Greensboro, NC 27408RIA
CRD#: 315570
Greensboro, NC
Current
August 5, 2025 - Present
MAPLEWOOD INVESTMENTS, INC.
Office #1: 1301 W Wendover #c, Greensboro, NC 27408BD
CRD#: 103723
Greensboro, NC
Past
June 14, 2024 - August 6, 2025
OSAIC WEALTH, INC.
RIA
CRD#: 23131
GREENSBORO, NC
Past
June 14, 2024 - August 6, 2025
OSAIC WEALTH, INC.
BD
CRD#: 23131
GREENSBORO, NC
Past
March 8, 2017 - June 14, 2024
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
GREENSBORO, NC
Past
September 1, 2015 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
GREENSBORO, NC
Past
April 8, 2015 - September 11, 2015
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
GREENSBORO, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BLUEPRINT FINANCIAL ADVISORS
ACE WEALTH MANAGEMENT PARTNERS | WARREN WEALTH MANAGEMENT | RIBBON FALLS WEALTH MANAGEMENT | REFINED RETIREMENT | NAVIGEN WEALTH MANAGEMENT | MILLER WEALTH PARTNERS | MIDTOWN FINANCIAL ADVISORS | KOMARA CAPITAL PARTNERS | HEMLOCK CREEK WEALTH MANAGEMENT | GREENBEAT FINANCIAL, LLC | GREENBEAT FINANCIAL | FULCRUM WEALTH ADVISORS | BLUEPRINT FINANCIAL ADVISORS LLC | BLUEPRINT FINANCIAL ADVISORS | BLUEGRASS INVESTMENT COMPANY | BLUEGRASS CAPITAL ADVISORS
CRD#: 315570 / SEC#: 801-121848
RIA
Registered Investment Advisory firm - (7/23/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(8/5/2025)
RR
Georgia(8/5/2025)
RR
Illinois(8/5/2025)
IAR
North Carolina(8/5/2025)
RR
North Carolina(8/7/2025)
RR
Pennsylvania(8/5/2025)
RR
South Carolina(8/5/2025)
RR
Tennessee(8/5/2025)
RR
Virginia(8/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BF
BLUEPRINT FINANCIAL ADVISORS
ACE WEALTH MANAGEMENT PARTNERS | WARREN WEALTH MANAGEMENT | RIBBON FALLS WEALTH MANAGEMENT | REFINED RETIREMENT | NAVIGEN WEALTH MANAGEMENT | MILLER WEALTH PARTNERS | MIDTOWN FINANCIAL ADVISORS | KOMARA CAPITAL PARTNERS | HEMLOCK CREEK WEALTH MANAGEMENT | GREENBEAT FINANCIAL, LLC | GREENBEAT FINANCIAL | FULCRUM WEALTH ADVISORS | BLUEPRINT FINANCIAL ADVISORS LLC | BLUEPRINT FINANCIAL ADVISORS | BLUEGRASS INVESTMENT COMPANY | BLUEGRASS CAPITAL ADVISORS
CRD#: 315570 / SEC#: 801-121848
RIA
Registered Investment Advisory firm - (7/23/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1100 Kenilworth Ave Suite 210, Charlotte, NC 28204
Mailing Address
Phone number
(844) 200-2568
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,298 |
| AUM (Assets Under Management) | $ 201,503,941 |
Red Flags
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Company Information
BLUEPRINT FINANCIAL ADVISORS
CRD#: 315570Greensboro, NC 27408TRUST BUT VERIFY
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