Kevin A. Peel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Andrew Peel was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2014. Kevin had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2017 - April 15, 2025
HEDGEYE RISK MANAGEMENT, LLC
January 22, 2016 - December 31, 2016
HEDGEYE RISK MANAGEMENT, LLC
October 27, 2014 - September 15, 2015
FORESIDE FUND SERVICES, LLC
February 10, 2014 - October 28, 2014
NORTHERN LIGHTS DISTRIBUTORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
HEDGEYE RISK MANAGEMENT, LLC
CRD#: 147272 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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