Patricia L. Kavanagh

PARR MCKNIGHT WEALTH MANAGEMENT GROUP

MINNEAPOLIS, MN 55402

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CRD#: 6288825

Professional summary

Patricia Lynn Kavanagh, who also goes by Patricia Lynn Ducote, Patti Lynn Kavanagh, is a registered financial advisor currently at PARR MCKNIGHT WEALTH MANAGEMENT GROUP located in Minneapolis, Minnesota.

Patricia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Patricia has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patricia Lynn Ducote | Patti Lynn Kavanagh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

COTTAGE COUTURE, LLC; NOT INV RELATED; WOODBURY, MN; INTERIOR DESIGN; 100% OWNERSHIP WITH SPOUSE; START 4/1/2003; 0 HOURS PER MONTH, 0 DURING TRADING; OWNER.; POWER OF ATTORNEY FOR PARENTS; INV RELATED; MESA; AZ; START: 6/2018; 80 HRS/MO; 0 DURING TRADING.; TRUSTEE FOR FAMILY TRUST, INV RELATED, WOODBURY, MN, START: 4/01/2023, 25 HOURS A MONTH, 0 HOURS DURING TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patricia Lynn Kavanagh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 13, 2024 - Present

PARR MCKNIGHT WEALTH MANAGEMENT GROUP

Office #1: 333 S 7th Street, Suite 2370, Minneapolis, MN 55402

RIA

CRD#: 330050

MINNEAPOLIS, MN

Past

June 26, 2018 - August 23, 2024

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

MINNEAPOLIS, MN

Past

June 26, 2018 - August 23, 2024

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

MINNEAPOLIS, MN

Past

June 22, 2016 - June 27, 2018

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

ST PAUL, MN

Past

June 22, 2016 - June 27, 2018

UBS FINANCIAL SERVICES INC.

CRD#: 8174

ST PAUL, MN

Past

January 21, 2015 - June 23, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SAINT PAUL, MN

Past

February 24, 2014 - June 23, 2016

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SAINT PAUL, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARR MCKNIGHT WEALTH MANAGEMENT GROUP

PARR MCKNIGHT WEALTH MANAGEMENT GROUP | PARR MCKNIGHT WEALTH MANAGEMENT GROUP, LLC

CRD#: 330050 / SEC#: 801-130400

RIA

Registered Investment Advisory firm - (5/30/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(8/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/2/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/25/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/24/2014

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 5/16/2020

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 2/10/2020

General Securities Sales Supervisor - Options Module Examination

Current Firm

PARR MCKNIGHT WEALTH MANAGEMENT GROUP

PARR MCKNIGHT WEALTH MANAGEMENT GROUP | PARR MCKNIGHT WEALTH MANAGEMENT GROUP, LLC

CRD#: 330050 / SEC#: 801-130400

RIA

Registered Investment Advisory firm - (5/30/2024 Approved)

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Contact information

Main Address

333 S 7th Street, Suite 2370, Minneapolis, MN 55402

Mailing Address

Phone number

(612) 324-0235

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PMWMG ADV PART 2A 03-12-2025 (3/13/2025)

Regulatory assets under management

Total Number of Accounts	2,711
AUM (Assets Under Management)	$ 952,370,875

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patricia L. Kavanagh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patricia Lynn Kavanagh's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

PARR MCKNIGHT WEALTH MANAGEMENT GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 11/2/2015

Series 63

Date: 6/25/2014

SIE

Date: 10/1/2018

Series 7

Date: 2/24/2014

Series 10

Date: 5/16/2020

Series 9

Date: 2/10/2020

Current Firm

PARR MCKNIGHT WEALTH MANAGEMENT GROUP

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARR MCKNIGHT WEALTH MANAGEMENT GROUP

TRUST BUT VERIFY

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