Aaron W. Gaines

GAINES CAPITAL MANAGEMENT

Smyrna, GA

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CRD#: 6288705

Professional summary

Aaron William Gaines, who also goes by Aaron W Gaines, Aaron Gaines, is a registered financial advisor currently at GAINES CAPITAL MANAGEMENT located in Smyrna, Georgia.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Aaron has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Aaron W Gaines | Aaron Gaines

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GCM Wealthshield LLC Investment related 2363 OBERON WALK SE, Smyrna GA 30080 Insurance Agency Licensed Insurance Agent & Owner June 2025 20 hours per month 5 hours per month during trading hours Licensed insurance agent providing insurance products and services to clients, including life insurance, disability insurance, property and casualty insurance, and other insurance products. Activity involves soliciting, selling, and servicing insurance policies for compensation through commissions and fees.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron William Gaines's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 29, 2025 - Present

GAINES CAPITAL MANAGEMENT

RIA

CRD#: 335414

Smyrna, GA

Past

July 25, 2019 - April 10, 2025

NICHOLAS WEALTH MANAGEMENT

RIA

CRD#: 282635

MARIETTA, GA

Past

July 19, 2019 - April 21, 2025

WORLD EQUITY GROUP, INC.

CRD#: 29087

Marietta, GA

Past

June 29, 2016 - March 26, 2019

EDWARD JONES

RIA

CRD#: 250

Marietta, GA

Past

May 4, 2016 - March 26, 2019

EDWARD JONES

CRD#: 250

Marietta, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(4/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/27/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/4/2016

General Securities Representative Examination

Current Firm

GAINES CAPITAL MANAGEMENT

GAINES CAPITAL MANAGEMENT | GAINES CAPITAL MANAGEMENT LLC

CRD#: 335414 / SEC#:

Georgia

Registered Investment Advisory firm - (4/29/2025 Approved)

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Contact information

Main Address

Smyrna, GA

Mailing Address

2727 Paces Ferry Rd Se Suite 750, Atlanta, GA 30339

Phone number

(678) 899-5161

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Aaron W. Gaines

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron William Gaines's CRS (Customer Relationship Summary).

Certified licenses

Experience

GAINES CAPITAL MANAGEMENT

NICHOLAS WEALTH MANAGEMENT

WORLD EQUITY GROUP, INC.

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 6/27/2016

SIE

Date: 10/1/2018

Series 7

Date: 5/4/2016

Current Firm

GAINES CAPITAL MANAGEMENT

Contact information

Documents

Red Flags

Company Information

GAINES CAPITAL MANAGEMENT

TRUST BUT VERIFY

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