Philip A. Thompson
Professional summary
Philip Andrew Thompson, who also goes by Philip Thompson, is a registered financial advisor currently at MONHEGAN CAPITAL MANAGEMENT, LLC located in Darien, Connecticut.
Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Philip has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Philip Andrew Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 8, 2019 - Present
MONHEGAN CAPITAL MANAGEMENT, LLC
February 10, 2014 - May 13, 2019
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
MONHEGAN CAPITAL MANAGEMENT, LLC
CRD#: 304428 / SEC#: 801-116894
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/8/2019)
Exams
Current Firm
MONHEGAN CAPITAL MANAGEMENT, LLC
CRD#: 304428 / SEC#: 801-116894
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 23 |
| AUM (Assets Under Management) | $ 293,890,922 |
Red Flags
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