Andrew Taylor Nicodemus
Professional Summary
Andrew Taylor Nicodemus, who also goes by Andy T. Nicodemus, is a registered financial advisor currently at HURON TRANSACTION ADVISORY LLC located in Chicago, Illinois. Andrew is registered as a RR (Registered Representative) and started their career in finance in 2014. Andrew has worked at 6 firms and has passed the Series 63, Series 79TO, Series 50, SIE and Series 52 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Andrew Taylor Nicodemus, Andy T. Nicodemus
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
12 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
HURON CORPORATE FINANCE LLC | HURON TRANSACTION ADVISORY LLC
Contact Information
Main Address
550 West Van Buren Street, Suite 1700, Chicago, IL 60607Mailing Address
550 West Van Buren Street, Suite 1700, Chicago, IL 60607Phone Number
(312) 583-8700Established
Delaware since 01/30/2013Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/19/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2022About the Series 79TO examSeries 50 — Municipal Advisor Representative Qualification Exam
Passed Oct 2020About the Series 50 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Andrew Taylor Nicodemus's CRS (Customer Relationship Summary).
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