Andrew T. Nicodemus
Professional summary
Andrew Taylor Nicodemus, who also goes by Andy T. Nicodemus, is a registered financial professional currently at HURON TRANSACTION ADVISORY LLC located in Chicago, Illinois.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2014. Andrew has worked at 6 firms and has passed the Series 63, Series 79TO, Series 50, SIE and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Taylor Nicodemus's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 19, 2023 - Present
HURON TRANSACTION ADVISORY LLC
Office #1: 550 West Van Buren Street, Suite 1700, Chicago, IL 60607June 17, 2021 - May 5, 2023
B. C. ZIEGLER AND COMPANY
October 18, 2019 - June 8, 2021
ROBERT W. BAIRD & CO. INCORPORATED
April 2, 2019 - October 18, 2019
J.J.B. HILLIARD, W.L. LYONS, LLC
October 9, 2017 - February 14, 2019
MESIROW FINANCIAL, INC.
July 21, 2014 - July 12, 2016
CITY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/19/2023)
Exams
Series 79TO
Date: 1/8/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
HURON TRANSACTION ADVISORY LLC
CRD#: 166959 / SEC#: , 8-69237
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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