Emily S. Mccay

MCCAY WEALTH ADVISORY LLC

Manchester, TN 37355

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CRD#: 6288399

Professional summary

Emily Suzanne Mccay, who also goes by Emily Suzanne Casey, Suzy Mccay, Emily Suzanne Panter, is a registered financial advisor currently at MCCAY WEALTH ADVISORY LLC located in Manchester, Tennessee.

Emily is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Emily has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Emily Suzanne Casey | Suzy Mccay | Emily Suzanne Panter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emily Suzanne Mccay's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 2020 - Present

MCCAY WEALTH ADVISORY LLC

Office #1: 624 N Woodland Street, Manchester, TN 37355

RIA

CRD#: 286503

Manchester, TN

Past

November 29, 2017 - November 12, 2019

MCCAY WEALTH ADVISORY LLC

RIA

CRD#: 286503

MANCHESTER, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MCCAY WEALTH ADVISORY LLC

CRD#: 286503 / SEC#: 801-114039

RIA

Registered Investment Advisory firm - (9/24/2018 Approved)

Louisiana

Registered Investment Advisory firm - (9/25/2018 Terminated)

Missouri

Registered Investment Advisory firm - (9/25/2018 Terminated)

Tennessee

Registered Investment Advisory firm - (9/26/2018 Terminated)

Texas

Registered Investment Advisory firm - (9/25/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(1/15/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/24/2017

Uniform Investment Adviser Law Examination

Current Firm

MCCAY WEALTH ADVISORY LLC

CRD#: 286503 / SEC#: 801-114039

RIA

Registered Investment Advisory firm - (9/24/2018 Approved)

Louisiana

Registered Investment Advisory firm - (9/25/2018 Terminated)

Missouri

Registered Investment Advisory firm - (9/25/2018 Terminated)

Tennessee

Registered Investment Advisory firm - (9/26/2018 Terminated)

Texas

Registered Investment Advisory firm - (9/25/2018 Terminated)

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Contact information

Main Address

624 N Woodland Street, Manchester, TN 37355

Mailing Address

Phone number

(931) 728-2130

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (2/5/2025)

Regulatory assets under management

Total Number of Accounts	2,356
AUM (Assets Under Management)	$ 384,634,902

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Emily S. Mccay

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emily Suzanne Mccay's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCCAY WEALTH ADVISORY LLC

MCCAY WEALTH ADVISORY LLC

Primary Firm SEC Registration

MCCAY WEALTH ADVISORY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/24/2017

Current Firm

MCCAY WEALTH ADVISORY LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MCCAY WEALTH ADVISORY LLC

TRUST BUT VERIFY

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