Gene R. Hamstra

LAUER WEALTH MANAGEMENT

VALPARAISO, IN 46383

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CRD#: 6288083

Professional summary

Gene Robert Hamstra JR., who also goes by Gene Hamstra, is a registered financial advisor currently at LAUER WEALTH MANAGEMENT located in Valparaiso, Indiana.

Gene is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Gene has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gene Hamstra

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HAMSTRA MORTGAGE PROFESSIONALS, NON-INVESTMENT RELATED. 196 E 112 S, VALPARAISO, IN 46383. ORIGINATE MORTGAGES AS A MORTGAGE BROKER. OWNER/PRESIDENT. STARTED 9/2006. 90 HOURS/MONTH. THREE HOURS EACH DAY DURING MARKET HOURS WILL BE DEVOTED TO THE OTHER BUSINESS. ORIGINATING MORTGAGES, SOLICITING MORTGAGE CUSTOMERS, MANAGING THE OFFICE AND LOAN PROCESS FOR CLIENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gene Robert Hamstra JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 7, 2020 - Present

LAUER WEALTH MANAGEMENT

Office #1: 196 E 112 S, Valparaiso, IN 46383

RIA

CRD#: 289763

VALPARAISO, IN

Past

February 10, 2014 - August 3, 2020

COMPASS FINANCIAL ADVISORS LLC

RIA

CRD#: 109131

Valparaiso, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LAUER WEALTH MANAGEMENT

LAUER WEALTH LLC | LAUER WEALTH, LLC | LAUER WEALTH MANAGEMENT

CRD#: 289763 / SEC#: 801-121657

RIA

Registered Investment Advisory firm - (6/30/2021 Approved)

Indiana

Registered Investment Advisory firm - (7/21/2021 Terminated)

South Dakota

Registered Investment Advisory firm - (7/20/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(8/7/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/10/2014

Uniform Investment Adviser Law Examination

Current Firm

LAUER WEALTH MANAGEMENT

LAUER WEALTH LLC | LAUER WEALTH, LLC | LAUER WEALTH MANAGEMENT

CRD#: 289763 / SEC#: 801-121657

RIA

Registered Investment Advisory firm - (6/30/2021 Approved)

Indiana

Registered Investment Advisory firm - (7/21/2021 Terminated)

South Dakota

Registered Investment Advisory firm - (7/20/2021 Terminated)

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Contact information

Main Address

196 E 112 S, Valparaiso, IN 46383

Mailing Address

Phone number

(219) 243-8129

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A +2B LAUER WEALTH MANAGEMENT DISCLOSURE BROCHURE (2/13/2025)

Regulatory assets under management

Total Number of Accounts	930
AUM (Assets Under Management)	$ 178,152,331

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gene R. Hamstra

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gene Robert Hamstra JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

LAUER WEALTH MANAGEMENT

COMPASS FINANCIAL ADVISORS LLC

Primary Firm SEC Registration

LAUER WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 2/10/2014

Current Firm

LAUER WEALTH MANAGEMENT

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LAUER WEALTH MANAGEMENT

TRUST BUT VERIFY

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