Anthony J. Erzen
Professional summary
Anthony John Erzen, who also goes by Anthony Erzen, Aj Erzen, Aj Erzen Erzen, is a registered financial advisor currently at LEGACY WEALTH PLANNING located in Bethalto, Illinois.
Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Anthony has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Anthony John Erzen's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 21, 2022 - Present
LEGACY WEALTH PLANNING
Office #1: 120 Mill St. Suite 2, Bethalto, IL 62010May 8, 2020 - July 20, 2022
CARSONALLARIA WEALTH MANAGEMENT, LTD.
March 15, 2019 - March 27, 2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 26, 2018 - March 6, 2019
TD AMERITRADE, INC.
February 14, 2017 - February 26, 2018
SCOTTRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/21/2022)
Exams
Series 7TO
Date: 3/27/2024
General Securities Representative ExaminationCurrent Firm
LEGACY WEALTH PLANNING
CRD#: 322883 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 166 |
| AUM (Assets Under Management) | $ 23,471,400 |
Red Flags
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