AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
Otto Luis Rivera

Otto L. Rivera

MINDFUL WEALTH
ST. LOUIS, MO 63109
Some features on this profile are disabled
CRD#: 6287758
Otto Luis Rivera
Otto Luis RiveraMINDFUL WEALTH

Professional summary

Otto Luis Rivera, CFP® is a registered financial advisor currently at MINDFUL WEALTH located in St. Louis, Missouri.

Otto is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Otto has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PENTECOSTAL CHURCH OF GOD, INTERNATIONAL MOVEMENT, ORLANDO, FLORIDA, NOT INVESTMENT RELATED, 02/2015, PASTOR, LESS THAN 20 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS. Emergent Tax Services, St. Cloud, FL, Not Investment-related, owner, Tax Preparer, 5 hours/month, typically done outside of trading hours; approximately 2 hours/week could be during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Otto Luis Rivera's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2022

Experience

Current

December 11, 2025 - Present

MINDFUL WEALTH

Office #1: 5431 Chippewa St, St. Louis, MO 63109
RIA
CRD#: 284177
ST. LOUIS, MO
Past

June 1, 2022 - December 9, 2025

WHITE LIGHTHOUSE INVESTMENT MANAGEMENT, INC.

RIA
CRD#: 108030
St. Cloud, FL
Past

November 3, 2014 - November 14, 2019

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Orlando, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Missouri
(12/11/2025)

Exams

What does exam status mean?
State Security Law Exam
PR
Series 63
Status Unavailable
Passed: 12/11/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
PR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
PR
Series 7
Status Unavailable
Passed: 11/3/2014
General Securities Representative Examination
Principal/Supervisory Exam
PR
Series 10
Status Unavailable
Passed: 5/9/2016
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
PR
Series 9
Status Unavailable
Passed: 12/7/2015
General Securities Sales Supervisor - Options Module Examination

Current Firm

MW
MINDFUL WEALTH
CONNECTED FINANCIAL PLANNING | MINDFUL WEALTH PLANNING LLC | MINDFUL WEALTH LLC | MINDFUL WEALTH

CRD#: 284177 / SEC#:

Illinois
Registered Investment Advisory firm - (12/31/2018 Terminated)
Missouri
Registered Investment Advisory firm - (7/18/2016 Approved)
Texas
Registered Investment Advisory firm - (8/11/2016 Conditional Restricted)
Loading...

Contact information

Main Address
5431 Chippewa St, St. Louis, MO 63109
Mailing Address
2767 Mead Ave, St. Cloud, FL 34771
Phone number
(407) 508-9908
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts145
AUM (Assets Under Management)$ 36,430,974

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MINDFUL WEALTH

CRD#: 284177St. Louis, MO 63109

TRUST BUT VERIFY

Monitor Otto Rivera

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Dalton Stockton
Dalton StocktonAdvisorCheck Check Mark
WELLS FARGO CLEARING SERVICES, LLC
IAR
RR
ST. LOUIS, MO
Aaron Andrew Ungerer
Aaron UngererAdvisorCheck Check Mark
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IAR
RR
FRONTENAC, MO
George Joseph Simon JR
George SimonAdvisorCheck Check Mark
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
IAR
RR
Chesterfield, MO
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.