Deborah Myers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Myers, who also goes by Deborah Lanni, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 2014. Deborah had worked at 7 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2019 - August 17, 2020
THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC
May 16, 2019 - August 11, 2020
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
March 19, 2018 - May 6, 2019
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
August 30, 2017 - May 7, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 25, 2017 - September 1, 2017
MML INVESTORS SERVICES, LLC
November 18, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
November 5, 2014 - October 23, 2015
CAMBRIDGE INVESTMENT RESEARCH, INC.
Primary Firm SEC Registration
THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC
CRD#: 140551 / SEC#: 801-69464
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/2/2024
General Securities Representative ExaminationCurrent Firm
THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC
CRD#: 140551 / SEC#: 801-69464
Contact information
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,424 |
| AUM (Assets Under Management) | $ 402,826,658 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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