Erin Singleton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erin Singleton, who also goes by Erin Marie Pappas, Erin Pappas, Erin Singleton, Erin Marie Singleton, was a registered financial professional .
Erin is a previously registered financial professional and started their career in finance in 2014. Erin had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2024 - January 9, 2025
VANDERBILT SECURITIES, LLC
January 26, 2024 - October 9, 2024
MML INVESTORS SERVICES, LLC
August 14, 2023 - December 15, 2023
CADARET, GRANT & CO., INC.
May 2, 2022 - August 16, 2023
J.W. COLE FINANCIAL, INC.
January 18, 2022 - February 28, 2022
CADARET, GRANT & CO., INC.
November 8, 2021 - December 20, 2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
August 7, 2020 - September 16, 2021
J.W. COLE FINANCIAL, INC.
November 13, 2018 - May 5, 2020
MML INVESTORS SERVICES, LLC
December 16, 2014 - March 6, 2018
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VANDERBILT SECURITIES, LLC
CRD#: 5953 / SEC#: , 8-16712
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VANDERBILT CAPITAL, LLC | SOLE OWNER | |
| ANTENOR, JR, DANIEL | CHIEF OPERATIONS OFFICER/OPTIONS/MUNI | 5839052 |
| DISTANTE, STEPHEN ALFRED | CEO - LIMITED PARTNER | 2206574 |
| PLAPP, MEGAN LYNN | FINOP, POO, PFO, CFO | 6790596 |
| THOMAS, MICHELLE DENISE | CHIEF COMPLIANCE OFFICER | 2210435 |
| TRIFILETTI, JOSEPH JOHN | PRESIDENT | 5295897 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
