Vishal S. Kaushal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vishal Singh Kaushal was a registered financial professional .
Vishal is a previously registered financial professional and started their career in finance in 2014. Vishal had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2017 - October 30, 2017
CPR FINANCIAL & INSURANCE SERVICES, INC.
May 11, 2015 - January 14, 2016
USAA FINANCIAL PLANNING SERVICES
March 24, 2015 - January 14, 2016
USAA FINANCIAL ADVISORS, INC.
November 14, 2014 - January 2, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CPR FINANCIAL & INSURANCE SERVICES, INC.
CRD#: 145855 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 756 |
| AUM (Assets Under Management) | $ 69,347,508 |
Red Flags
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