Sophie D. Brindejonc-choi
Professional summary
Sophie Dolores Brindejonc-choi, CFP®, who also goes by Sophie D Brindejonc, Sophie Dolores Brindejonc, is a registered financial advisor currently at ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC. .
Sophie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Sophie has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sophie Dolores Brindejonc-choi's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2020
Experience
June 25, 2023 - Present
ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.
Office #1: 145 Aspinall Avenue, Hagatna 96910-5156February 18, 2014 - December 21, 2023
ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.
Primary Firm SEC Registration
ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.
CRD#: 32338 / SEC#: 801-79830, 8-46412
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/22/2025)
(6/25/2023)
(6/29/2023)
(6/25/2023)
(7/12/2023)
(6/25/2023)
(6/25/2023)
(6/25/2023)
Exams
Current Firm
ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.
CRD#: 32338 / SEC#: 801-79830, 8-46412
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,432 |
| AUM (Assets Under Management) | $ 286,152,291 |
Disclosures
| Arbitration | 1 |
| Financial | 1 |
Red Flags
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