Vanessa C Rose-voge

CFP®

Executive Director·SANTANDER SECURITIES

Miami, FL

·CRD# 6286541·12 years experience

Professional Summary

Vanessa C Rose-voge, CFP®, who also goes by Vanessa Clara Rose Voge, Vanessa Rose-voge, Vanessa Clara Voge, Vanessa Voge, Vanessa Voge Carrillo, is a registered financial advisor currently at SANTANDER SECURITIES LLC located in Miami, Florida. Vanessa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Vanessa has worked at 6 firms and has passed the Series 66, Series 7TO, SIE and Series 7...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Biography

Vanessa is an Executive Director on the Wealth Planning & Advice team covering the South East Region for J.P. Morgan Wealth Management. Vanessa has over 18 years of experience working with high net worth, ultra-high net worth and billionaire individuals and families. She leads a human-centric practice, and her knowledge helps our clients identify planning opportunities to protect themselves and their loved ones through strategies that efficiently preserve and pass on their wealth. Her areas...

Other Aliases

Vanessa Clara Rose Voge, Vanessa Rose-Voge, Vanessa Clara Voge, Vanessa Voge, Vanessa Voge Carrillo

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

Similar Advisors

Noah Philip Alweiss

SUMMIT FINANCIAL, LLC

HALLANDALE BEACH, FL · CRD#

View profile

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Noah Philip Alweiss

SUMMIT FINANCIAL, LLC

HALLANDALE BEACH, FL · CRD#

View profile

Contact Information

Direct

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Website

xxxxxxxxxx.xxx

Similar Advisors

Noah Philip Alweiss

SUMMIT FINANCIAL, LLC

HALLANDALE BEACH, FL · CRD#

View profile

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Noah Philip Alweiss

SUMMIT FINANCIAL, LLC

HALLANDALE BEACH, FL · CRD#

View profile

Credentials

CFP®

Certified Financial Planner

Years of Experience

12 years in the financial services industry

Current & Past Employments

SANTANDER SECURITIES LLC·CRD# 41791

RIA

830 Brickell Plaza Suite 2100, Miami, FL 33131

October 21, 2026 - Present

SANTANDER SECURITIES LLC·CRD# 41791

RIA

830 Brickell Plaza Suite 2100, Miami, FL 33131

October 20, 2026 - Present

FIRST REPUBLIC SECURITIES COMPANY, LLC·CRD# 105108

San Francisco, CA

August 31, 2023 - September 29, 2023

J.P. MORGAN SECURITIES LLC·CRD# 79

RIA

Miami, FL

April 1, 2021 - October 4, 2026

J.P. MORGAN SECURITIES LLC·CRD# 79

Miami, FL

April 1, 2021 - October 4, 2026

EDWARD JONES·CRD# 250

RIA

St. Louis, MO

February 25, 2019 - February 2, 2021

EDWARD JONES·CRD# 250

St. Louis, MO

January 11, 2019 - February 2, 2021

INVEX, LLC.·CRD# 30032

Coral Gables, FL

March 11, 2015 - March 27, 2015

CREAND SECURITIES·CRD# 38964

Miami, FL

June 5, 2014 - February 3, 2015

Similar Advisors

Noah Philip Alweiss

SUMMIT FINANCIAL, LLC

HALLANDALE BEACH, FL · CRD#

View profile

Current Firm

SANTANDER SECURITIES LLC

CRD#: 41791 / SEC#: 801-56796, 8-49571

RIA

Registered Investment Advisory firm - SEC (9/2/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109

Mailing Address

75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109

Phone Number

(866) 736-6475

Established

Delaware since 01/03/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

# of Employees

449

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

SSLLC FMAX ADVISORY PROGRAM WRAP FEE BROCHURE 4.2026 FINAL (4/17/2026)

Direct owners and executive officers

Name	Position	CRD#
SANTANDER CAPITAL HOLDINGS, LLC	DIRECT OWNER	—
AGUILA, ALFREDO LUIS	DIRECTOR	4341342
BERMUDEZ VALDES, LUIS JAVIER	DIRECTOR	6352955
BOWLER, DANIEL P	HEAD OF FINANCE & ACCOUNTING	5354805
BROGAN, GREGORY	HEAD OF INVESTMENT OPERATIONS	6694296
CARTER, LAWRENCE ANDREW	CHIEF COMPLIANCE OFFICER	2113682
DE DIEGO, VICTOR	DIRECTOR	8274098
FRANCO-ESPINOSA, ELOINA MARIA	DIRECTOR	8276729
GREGORATTI, NICCOLO	PRESIDENT & CEO	7820683
NEURATH, DUSTIN	DIRECTOR	8044630
PREBLE, MATTHEW T	HEAD OF RETAIL INVESTMENT	6694411
SIMON, BART IVAN	DIRECTOR	8325693

Regulatory Assets Under Management

Total Number of Accounts

11,152

AUM (Assets Under Management)

$3,140,983,898

Disclosures

Regulatory Event

Arbitration

Similar Advisors

Noah Philip Alweiss

SUMMIT FINANCIAL, LLC

HALLANDALE BEACH, FL · CRD#

View profile

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Effective 2/8/2021 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Similar Advisors

Noah Philip Alweiss

SUMMIT FINANCIAL, LLC

HALLANDALE BEACH, FL · CRD#

View profile

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SANTANDER SECURITIES LLC

CRD#: 41791 / SEC#: 801-56796, 8-49571

RIA

Registered Investment Advisory firm - SEC (9/2/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

Alabama
(10/20/2026)

Alaska
(10/20/2026)

Arizona
(10/20/2026)

Arkansas
(10/20/2026)

California
(10/20/2026)

Colorado
(10/20/2026)

Connecticut
(10/20/2026)

Delaware
(10/20/2026)

District of Columbia
(10/20/2026)

Florida
(10/20/2026)

IAR

Florida
(10/21/2026)

Georgia
(10/20/2026)

Hawaii
(10/20/2026)

Idaho
(10/20/2026)

Illinois
(10/20/2026)

Indiana
(10/20/2026)

Iowa
(10/20/2026)

Kansas
(10/20/2026)

Kentucky
(10/20/2026)

Louisiana
(10/20/2026)

Maine
(10/20/2026)

Maryland
(10/20/2026)

Massachusetts
(10/20/2026)

Michigan
(10/20/2026)

Minnesota
(10/20/2026)

Mississippi
(10/20/2026)

Missouri
(10/20/2026)

Montana
(10/20/2026)

Nebraska
(10/20/2026)

Nevada
(10/20/2026)

New Hampshire
(10/20/2026)

New Jersey
(10/20/2026)

New Mexico
(10/20/2026)

New York
(10/20/2026)

North Carolina
(10/20/2026)

North Dakota
(10/20/2026)

Ohio
(10/20/2026)

Oklahoma
(10/20/2026)

Oregon
(10/20/2026)

Pennsylvania
(10/20/2026)

Puerto Rico
(10/20/2026)

Rhode Island
(10/20/2026)

South Carolina
(10/20/2026)

South Dakota
(10/20/2026)

Tennessee
(10/20/2026)

Texas
(10/20/2026)

Utah
(10/20/2026)

Vermont
(10/20/2026)

Virginia
(10/20/2026)

Washington
(10/20/2026)

West Virginia
(10/20/2026)

Wisconsin
(10/20/2026)

Wyoming
(10/20/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

FINRA

SRO Registrations

Similar Advisors

Noah Philip Alweiss

SUMMIT FINANCIAL, LLC

HALLANDALE BEACH, FL · CRD#

View profile

CRS (Client Relationship Summary) - RIA

Click below to view Vanessa C Rose-voge's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Vanessa C Rose-voge's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Noah Philip Alweiss

SUMMIT FINANCIAL, LLC

HALLANDALE BEACH, FL · CRD#

View profile

Follow Vanessa

Get alerted to job moves, licensing changes, and new disclosures

Free — no card required

We're Here To Help

AdvisorLive

Firm Stability Insights

Vanessa C Rose-voge

Professional Summary

At a Glance

Biography

Other Aliases

Blog Corner

Similar Advisors

Videos & Posts

Similar Advisors

Contact Information

Similar Advisors

Similar Advisors

Credentials

Years of Experience

Current & Past Employments

Similar Advisors

Current Firm

Contact Information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory Assets Under Management

Disclosures

Similar Advisors

Other business activities

Similar Advisors

Primary Firm SEC Registration

State Registrations and Notice Filings

Exams

Series 66 — Uniform Combined State Law Examination

Series 7TO — General Securities Representative Examination

SIE — Securities Industry Essentials Examination

Series 7 — General Securities Representative Examination

Similar Advisors

CRS (Client Relationship Summary) - RIA

CRS (Client Relationship Summary) - BD

Similar Advisors