Cathleen E. Crews

ORCHID ADVISORY

Dallas, TX 75209

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CRD#: 6286479

Professional summary

Cathleen Elizabeth Crews, who also goes by Cathleen Crews, is a registered financial advisor currently at ORCHID ADVISORY located in Dallas, Texas.

Cathleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Cathleen has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cathleen Crews

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Entity Name: Uplift Education Investment related: Yes Address: 1825 Dallas, TX uplifteducation.org Nature of the other business: Public Charter School Position/Title/Relationship: Other Start Date: 01 Jul 2018 Approximate # of hours a month: 2-4 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Serve on finance committee - responsibilities include reviewing financials other committee members, make suggestions when necessary.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cathleen Elizabeth Crews's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 19, 2023 - Present

ORCHID ADVISORY

Office #1: 4801 W Lovers Ln, Dallas, TX 75209

RIA

CRD#: 327750

Dallas, TX

Past

October 30, 2018 - August 21, 2023

MATTER FAMILY OFFICE

RIA

CRD#: 106806

Dallas, TX

Past

March 3, 2014 - August 13, 2018

J.P. MORGAN SECURITIES LLC

CRD#: 79

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ORCHID ADVISORY

ORCHID ADVISORY | ORCHID ADVISORY, LLC

CRD#: 327750 / SEC#: 801-128761

RIA

Registered Investment Advisory firm - (9/19/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/19/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/30/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/31/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/13/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/3/2014

General Securities Representative Examination

Current Firm

ORCHID ADVISORY

ORCHID ADVISORY | ORCHID ADVISORY, LLC

CRD#: 327750 / SEC#: 801-128761

RIA

Registered Investment Advisory firm - (9/19/2023 Approved)

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Contact information

Main Address

4801 W Lovers Ln, Dallas, TX 75209

Mailing Address

Phone number

(704) 763-2776

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A & 2B (9/15/2025)

Regulatory assets under management

Total Number of Accounts	69
AUM (Assets Under Management)	$ 266,248,728

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/17/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cathleen E. Crews

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cathleen Elizabeth Crews's CRS (Customer Relationship Summary).

Certified licenses

Experience

MATTER FAMILY OFFICE

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

ORCHID ADVISORY

State Registrations and Notice Filings

Exams

Series 65

Date: 10/30/2018

Series 63

Date: 3/31/2014

SIE

Date: 8/13/2018

Series 7

Date: 3/3/2014

Current Firm

ORCHID ADVISORY

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ORCHID ADVISORY

TRUST BUT VERIFY

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