JH
Joseph J. Haughton
CURVATURE SECURITIES LLC
Chatham, NJ 07928
Some features on this profile are disabled
CRD#: 6286421
JH
Professional summary
Joseph John Haughton is a registered financial professional currently at CURVATURE SECURITIES LLC located in Chatham, New Jersey.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2014. Joseph has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Joseph John Haughton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 23, 2025 - Present
CURVATURE SECURITIES LLC
Office #1: 39 Main Street, Chatham, NJ 07928BD
CRD#: 169708
Chatham, NJ
Past
March 1, 2018 - May 22, 2025
A.G.P. / ALLIANCE GLOBAL PARTNERS
BD
CRD#: 8361
New York, NY
Past
February 11, 2014 - March 6, 2018
AEGIS CAPITAL CORP.
BD
CRD#: 15007
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/31/2025)
RR
Alaska(7/31/2025)
RR
Arizona(7/31/2025)
RR
Arkansas(7/31/2025)
RR
California(5/23/2025)
RR
Colorado(7/31/2025)
RR
Connecticut(5/23/2025)
RR
Delaware(7/31/2025)
RR
District of Columbia(7/31/2025)
RR
Florida(5/23/2025)
RR
Georgia(7/31/2025)
RR
Hawaii(7/31/2025)
RR
Idaho(7/31/2025)
RR
Illinois(5/23/2025)
RR
Indiana(7/31/2025)
RR
Iowa(7/31/2025)
RR
Kansas(7/31/2025)
RR
Kentucky(7/31/2025)
RR
Louisiana(7/31/2025)
RR
Maine(7/31/2025)
RR
Maryland(5/23/2025)
RR
Massachusetts(5/23/2025)
RR
Michigan(5/23/2025)
RR
Minnesota(7/31/2025)
RR
Mississippi(7/31/2025)
RR
Missouri(7/31/2025)
RR
Montana(7/31/2025)
RR
Nebraska(7/31/2025)
RR
Nevada(5/23/2025)
RR
New Hampshire(7/31/2025)
RR
New Jersey(5/23/2025)
RR
New Mexico(7/31/2025)
RR
New York(5/23/2025)
RR
North Carolina(7/31/2025)
RR
North Dakota(7/31/2025)
RR
Ohio(8/1/2025)
RR
Oklahoma(7/31/2025)
RR
Oregon(7/31/2025)
RR
Pennsylvania(5/23/2025)
RR
Puerto Rico(7/31/2025)
RR
Rhode Island(7/31/2025)
RR
South Carolina(7/31/2025)
RR
South Dakota(7/31/2025)
RR
Tennessee(7/31/2025)
RR
Texas(5/23/2025)
RR
Utah(7/31/2025)
RR
Vermont(7/31/2025)
RR
Virgin Islands(7/31/2025)
RR
Virginia(7/31/2025)
RR
Washington(7/31/2025)
RR
West Virginia(7/31/2025)
RR
Wisconsin(7/31/2025)
RR
Wyoming(7/31/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/4/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CURVATURE SECURITIES LLC
CURVATURE SECURITIES LLC
CRD#: 169708 / SEC#: , 8-69384
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
39 Main Street, Chatham, NJ 07928
Mailing Address
39 Main Street, Chatham, NJ 07928
Phone number
(908) 304-9200
Established
Delaware since 09/14/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
